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AWM Investment Company Portfolio holdings

AUM $903M
1-Year Est. Return 163.47%
This Fund
S&P 500
This Quarter Est. Return
+17.89%
1 Year Est. Return
+163.47%
3 Year Est. Return
+487.55%
5 Year Est. Return
+638.08%
10 Year Est. Return
+8,997.75%
AUM
$509M
AUM Growth
-$7.79M
Cap. Flow
-$58.7M
Cap. Flow %
-11.54%
Top 10 Hldgs %
38.22%
Holding
123
New
5
Increased
24
Reduced
20
Closed
29

Top Buys

Rank Stock Value
1
WATT icon
Energous
WATT
+$4.57M
2
NEON icon
Neonode
NEON
+$4M
3
IRMD icon
iRadimed
IRMD
+$3.48M
4
SQNS
Sequans Communications SA
SQNS
+$2.95M
5
LDRH
LDR HOLDINGS CORP COM STK
LDRH
+$2.9M

Top Sells

Rank Stock Value
1
ADEP
Adept Technology Inc
ADEP
+$24M
2
SURG
SYNERGETICS USA, INC.
SURG
+$6.81M
3
MXL icon
MaxLinear
MXL
+$4.97M
4
PCRX icon
Pacira BioSciences
PCRX
+$3.86M
5
ARGS
Argos Therapeutics, Inc.
ARGS
+$3.49M

Sector Composition

Rank Sector Weight
1 Technology 47.19%
2 Healthcare 19.57%
3 Industrials 18.71%
4 Financials 3.12%
5 Consumer Discretionary 0.63%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MRNS
101
DELISTED
Marinus Pharmaceuticals, Inc
MRNS
– –
-30,625
Closed -$1.02M
ALBO
102
DELISTED
Albireo Pharma Inc
ALBO
– –
-146,961
Closed -$1.94M
ECOM
103
DELISTED
CHANNELADVISOR CORPORATION
ECOM
– –
-11,958
Closed -$119K
DRNA
104
DELISTED
Dicerna Pharmaceuticals, Inc.
DRNA
– –
-80,000
Closed -$657K
SNAK
105
DELISTED
Inventure Foods, Inc.
SNAK
– –
-167,082
Closed -$1.48M
SMT
106
DELISTED
SMART TECHNOLOGIES INC COM NEW
SMT
– –
-348,305
Closed -$2.23M
ADEP
107
DELISTED
Adept Technology Inc
ADEP
– –
-1,854,812
Closed -$24M
SURG
108
DELISTED
SYNERGETICS USA, INC.
SURG
– –
-1,036,727
Closed -$6.81M
ZGNX
109
DELISTED
Zogenix, Inc.
ZGNX
– –
-61,000
Closed -$823K
QTWW
110
DELISTED
QUANTUM FUEL SYS TECHNOLOGIES WORLDWIDE INC COM STK (DE)
QTWW
– –
-823,939
Closed -$906K
VVUS
111
DELISTED
Vivus Inc
VVUS
– –
-35,000
Closed -$574K
IPAS
112
DELISTED
Ipass Inc Common Stock
IPAS
– –
-170,736
Closed -$1.66M
ARGS
113
DELISTED
Argos Therapeutics, Inc.
ARGS
– –
-35,965
Closed -$3.49M
NDRM
114
DELISTED
NeuroDerm Ltd. Ordinary Shares
NDRM
– –
-75,000
Closed -$1.55M
1 2 3 4
5

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AWM Investment Company's Q4 2015 Portfolio in Review

As of Q4 2015, AWM Investment Company held 123 positions worth $509M, down 1.5% from $516M the previous quarter. Its ten largest holdings account for 38% of the portfolio.

AWM Investment Company withdrew a net $58.7M in Q4 2015, closing 29 positions and reducing 20 holdings. Its most notable exit was Adept Technology Inc, an estimated $24M position sold in full.

By sector, the portfolio is most concentrated in Technology at 47% of assets, up from 42% a quarter earlier, followed by Healthcare and Industrials.

Against the trend, AWM Investment Company opened a new position in bluebird bio worth $1.93M.

  • AWM Investment Company's largest Q4 2015 buy was bluebird bio: 2,316 shares worth $1.93M.
  • AWM Investment Company added most to Energous in Q4 2015, an estimated $4.57M increase.
  • AWM Investment Company's biggest Q4 2015 reduction was MaxLinear, cutting an estimated $4.97M.
  • AWM Investment Company fully exited Adept Technology Inc in Q4 2015, selling an estimated $24M.
  • AWM Investment Company's ten largest holdings make up 38% of its $509M portfolio in Q4 2015.
  • AWM Investment Company opened 5 new positions and closed 29 in Q4 2015.
  • AWM Investment Company's portfolio value fell 1.5% quarter-over-quarter to $509M.

Based on AWM Investment Company's 13F filing for Q4 2015, filed 8 Feb 2016.