AIC

AWM Investment Company Portfolio holdings

AUM $892M
This Quarter Return
-8.51%
1 Year Return
+101.86%
3 Year Return
+340.13%
5 Year Return
+729.68%
10 Year Return
+5,078.37%
AUM
$516M
AUM Growth
+$516M
Cap. Flow
-$292M
Cap. Flow %
-56.54%
Top 10 Hldgs %
36.93%
Holding
150
New
19
Increased
25
Reduced
36
Closed
32

Top Buys

1
AQMS icon
Aqua Metals
AQMS
$6.39M
2
NPTN
NEOPHOTONICS CORP
NPTN
$5.46M
3
EPIX icon
ESSA Pharma
EPIX
$4.55M
4
RDHL
Redhill Biopharma
RDHL
$3.48M
5
GNCA
Genocea Biosciences, Inc.
GNCA
$3.37M

Top Sells

1
MAG
MAGNETEK INC COM STK NEW
MAG
$7.23M
2
ARWR icon
Arrowhead Research
ARWR
$4.51M
3
WGBS
WaferGen Bio-systems, Inc.
WGBS
$4.41M
4
PFSW
PFSweb, Inc.
PFSW
$4.09M
5
SCMP
Sucampo Pharmaceuticals, Inc.
SCMP
$3.97M

Sector Composition

1 Technology 39.6%
2 Industrials 19.9%
3 Healthcare 18.85%
4 Financials 2.79%
5 Consumer Discretionary 1.34%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
GLDD icon
101
Great Lakes Dredge & Dock
GLDD
$788M
$504K 0.1%
100,000
– –
SRT
102
DELISTED
Startek Inc.
SRT
$439K 0.09%
130,000
+10,000
+8% +$33.8K
CTRL
103
DELISTED
Control4 Corporation
CTRL
$403K 0.08%
49,395
-120,615
-71% -$984K
PRKR
104
DELISTED
Parkervision Inc
PRKR
$388K 0.08%
207,087
-32,252
-13% -$60.4K
JOB icon
105
GEE Group
JOB
$21.1M
$370K 0.07%
+92,500
New +$370K
KPRX icon
106
Kiora Pharmaceuticals
KPRX
$9.61M
$304K 0.06%
+20
New +$304K
THST
107
DELISTED
Truett-Hurst, Inc. Class A Common Stock
THST
$266K 0.05%
263,453
-49,547
-16% -$50K
EYEGW
108
DELISTED
Eyegate Pharmaceuticals, Inc. Warrants
EYEGW
$140K 0.03%
+137,092
New +$140K
ECOM
109
DELISTED
CHANNELADVISOR CORPORATION
ECOM
$119K 0.02%
+11,958
New +$119K
IMMR icon
110
Immersion
IMMR
$227M
– –
-120,136
Closed -$1.52M
LTBR icon
111
Lightbridge
LTBR
$376M
– –
-10,557
Closed -$709K
ORN icon
112
Orion Group Holdings
ORN
$286M
– –
-92,500
Closed -$668K
RGLS
113
DELISTED
Regulus Therapeutics
RGLS
– –
-434
Closed -$571K
SLRX icon
114
Salarius Pharmaceuticals
SLRX
$2.45M
– –
0
– -$430K
SMMT icon
115
Summit Therapeutics
SMMT
$17.5B
– –
-42,693
Closed -$451K
AIOT
116
PowerFleet, Inc. Common Stock
AIOT
$604M
– –
-63,397
Closed -$387K
QUMU
117
DELISTED
Qumu Corp.
QUMU
– –
-20,971
Closed -$173K
TIS
118
DELISTED
Orchids Paper Products, Inc.
TIS
– –
-14,300
Closed -$344K
WGBS
119
DELISTED
WaferGen Bio-systems, Inc.
WGBS
– –
-280,000
Closed -$4.41M
OSN
120
DELISTED
Ossen Innovation Co., Ltd.
OSN
– –
-54,873
Closed -$161K
GLPW
121
DELISTED
GLOBAL POWER EQUIPMENT GROUP INC COMMON NEW
GLPW
– –
-65,000
Closed -$504K
RGDX
122
DELISTED
RESPONSE GENETICS, INC COMMON SHS (DELAWARE)
RGDX
– –
-1,484,467
Closed -$484K
CYTR
123
DELISTED
CytRx Corp
CYTR
– –
-57,143
Closed -$130K
MAG
124
DELISTED
MAGNETEK INC COM STK NEW
MAG
– –
-210,000
Closed -$7.23M
AICX
125
DELISTED
APPLIED IMAGING CORP NEW
AICX
– –
-939,973
Closed -$19K
1 2 3 4
5