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AIC

AWM Investment Company Portfolio holdings

AUM $903M
1-Year Est. Return 163.47%
This Fund
S&P 500
This Quarter Est. Return
-8.39%
1 Year Est. Return
+163.47%
3 Year Est. Return
+487.55%
5 Year Est. Return
+638.08%
10 Year Est. Return
+8,997.75%
AUM
$516M
AUM Growth
-$188M
Cap. Flow
-$283M
Cap. Flow %
-54.85%
Top 10 Hldgs %
36.93%
Holding
150
New
19
Increased
25
Reduced
36
Closed
31

Top Buys

Rank Stock Value
1
AQMS icon
Aqua Metals
AQMS
+$6.44M
2
NPTN
NEOPHOTONICS CORP
NPTN
+$6.21M
3
GNCA
Genocea Biosciences, Inc.
GNCA
+$6.1M
4
EPIX
ESSA Pharma
EPIX
+$5.08M
5
RDHL
Redhill Biopharma
RDHL
+$4M

Top Sells

Rank Stock Value
1
MAG
MAGNETEK INC COM STK NEW
MAG
+$7.23M
2
ARWR icon
Arrowhead Research
ARWR
+$4.93M
3
SCMP
Sucampo Pharmaceuticals, Inc.
SCMP
+$4.59M
4
WGBS
WaferGen Bio-systems, Inc.
WGBS
+$4.41M
5
PFSW
PFSweb, Inc.
PFSW
+$3.78M

Sector Composition

Rank Sector Weight
1 Technology 41.75%
2 Healthcare 18.85%
3 Industrials 17.74%
4 Financials 2.79%
5 Consumer Discretionary 1.34%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GLDD
101
DELISTED
Great Lakes Dredge & Dock
GLDD
$504K 0.1%
100,000
– –
SRT
102
DELISTED
Startek Inc.
SRT
$439K 0.09%
130,000
+10,000
+8% +$41.7K
CTRL
103
DELISTED
Control4 Corporation
CTRL
$403K 0.08%
49,395
-120,615
-71% -$990K
PRKR
104
DELISTED
Parkervision Inc
PRKR
$388K 0.08%
207,087
-32,252
-13% -$93.7K
JOB icon
105
GEE Group
JOB
$21.4M
$370K 0.07%
+92,500
New +$672K
KPRX icon
106
Kiora Pharmaceuticals
KPRX
$11.5M
$304K 0.06%
+20
New +$458K
THST
107
DELISTED
Truett-Hurst, Inc. Class A Common Stock
THST
$266K 0.05%
263,453
-49,547
-16% -$101K
EYEGW
108
DELISTED
Eyegate Pharmaceuticals, Inc. Warrants
EYEGW
$140K 0.03%
+137,092
New +$169K
ECOM
109
DELISTED
CHANNELADVISOR CORPORATION
ECOM
$119K 0.02%
+11,958
New +$131K
IMMR icon
110
Immersion
IMMR
$248M
– –
-120,136
Closed -$1.52M
LTBR icon
111
Lightbridge
LTBR
$339M
– –
-10,557
Closed -$709K
ORN icon
112
Orion Group Holdings
ORN
$396M
– –
-92,500
Closed -$668K
RGLS
113
DELISTED
Regulus Therapeutics
RGLS
– –
-434
Closed -$571K
DCOY
114
Decoy Therapeutics
DCOY
$2.05M
– –
0
– -$430K
SMMT icon
115
Summit Therapeutics
SMMT
$12B
– –
-42,693
Closed -$451K
AIOT
116
PowerFleet Inc
AIOT
$384M
– –
-63,397
Closed -$387K
QUMU
117
DELISTED
Qumu Corp.
QUMU
– –
-20,971
Closed -$173K
TIS
118
DELISTED
Orchids Paper Products, Inc.
TIS
– –
-14,300
Closed -$344K
WGBS
119
DELISTED
WaferGen Bio-systems, Inc.
WGBS
– –
-280,000
Closed -$4.41M
OSN
120
DELISTED
Ossen Innovation Co., Ltd.
OSN
– –
-54,873
Closed -$161K
GLPW
121
DELISTED
GLOBAL POWER EQUIPMENT GROUP INC COMMON NEW
GLPW
– –
-65,000
Closed -$504K
RGDX
122
DELISTED
RESPONSE GENETICS, INC COMMON SHS (DELAWARE)
RGDX
– –
-1,484,467
Closed -$484K
CYTR
123
DELISTED
CytRx Corp
CYTR
– –
-57,143
Closed -$130K
MAG
124
DELISTED
MAGNETEK INC COM STK NEW
MAG
– –
-210,000
Closed -$7.23M
AICX
125
DELISTED
APPLIED IMAGING CORP NEW
AICX
– –
-939,973
Closed -$19K
1 2 3 4
5

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OCA
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AOWM
Asset One Wealth Management Bellevue, Washington $904M AUM
EI
EnCap Investments Houston, Texas $905M AUM
PC
Periscope Capital Toronto, Ontario, Canada $902M AUM 6.27% 1-Year Est. Return
PIP
Permian Investment Partners Dallas, Texas $905M AUM 13.43% 1-Year Est. Return
PSCM
Per Stirling Capital Management Austin, Texas $905M AUM 17.06% 1-Year Est. Return
HIGP
Hill Investment Group Partners St. Louis, Missouri $906M AUM 20.13% 1-Year Est. Return
GGH
GCM Grosvenor Holdings Chicago, Illinois $901M AUM 28.6% 1-Year Est. Return

AWM Investment Company's Q3 2015 Portfolio in Review

As of Q3 2015, AWM Investment Company held 150 positions worth $516M, down 27% from $704M the previous quarter. Its ten largest holdings account for 37% of the portfolio.

AWM Investment Company withdrew a net $283M in Q3 2015, closing 31 positions and reducing 36 holdings. Its most notable exit was MAGNETEK INC COM STK NEW, an estimated $7.23M position sold in full.

By sector, the portfolio is most concentrated in Technology at 42% of assets, up from 36% a quarter earlier, followed by Healthcare and Industrials.

Against the trend, AWM Investment Company opened a new position in Aqua Metals worth $6.39M.

  • AWM Investment Company's largest Q3 2015 buy was Aqua Metals: 6,300 shares worth $6.39M.
  • AWM Investment Company added most to NEOPHOTONICS CORP in Q3 2015, an estimated $6.21M increase.
  • AWM Investment Company's biggest Q3 2015 reduction was Arrowhead Research, cutting an estimated $4.93M.
  • AWM Investment Company fully exited MAGNETEK INC COM STK NEW in Q3 2015, selling an estimated $7.23M.
  • AWM Investment Company's ten largest holdings make up 37% of its $516M portfolio in Q3 2015.
  • AWM Investment Company opened 19 new positions and closed 31 in Q3 2015.
  • AWM Investment Company's portfolio value fell 27% quarter-over-quarter to $516M.

Based on AWM Investment Company's 13F filing for Q3 2015, filed 12 Nov 2015.