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AIC

AWM Investment Company Portfolio holdings

AUM $903M
1-Year Est. Return 163.47%
This Fund
S&P 500
This Quarter Est. Return
+13.02%
1 Year Est. Return
+163.47%
3 Year Est. Return
+487.55%
5 Year Est. Return
+638.08%
10 Year Est. Return
+8,997.75%
AUM
$573M
AUM Growth
+$7.04M
Cap. Flow
-$26.5M
Cap. Flow %
-4.62%
Top 10 Hldgs %
41.95%
Holding
105
New
13
Increased
20
Reduced
28
Closed
16

Top Buys

Rank Stock Value
1
ZEAL
Zealand Pharma A/S American Depositary Shares
ZEAL
+$5.28M
2
RETA
Reata Pharmaceuticals, Inc. Class A Common Stock
RETA
+$4.8M
3
ASV
ASV Holdings, Inc. Common Stock
ASV
+$4.13M
4
CELC icon
Celcuity
CELC
+$3.99M
5
XWEL icon
XWELL
XWEL
+$3.83M

Top Sells

Rank Stock Value
1
MRAM icon
Everspin Technologies
MRAM
+$15.1M
2
AVAV icon
AeroVironment
AVAV
+$7.61M
3
RVLT
Revolution Lighting Technologies, Inc. - Class A
RVLT
+$3.73M
4
AMSC icon
American Superconductor
AMSC
+$3.55M
5
LMAT icon
LeMaitre Vascular
LMAT
+$3.49M

Sector Composition

Rank Sector Weight
1 Technology 53.98%
2 Healthcare 22.31%
3 Industrials 11.95%
4 Consumer Discretionary 3.31%
5 Communication Services 0.87%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SAIA icon
76
Saia
SAIA
$9.52B
$814K 0.14%
13,000
-2,000
-13% -$110K
XPLR
77
DELISTED
Xplore Technologies Corp.
XPLR
$544K 0.1%
154,521
– –
GLDD
78
DELISTED
Great Lakes Dredge & Dock
GLDD
$531K 0.09%
+109,391
New +$457K
DSKE
79
DELISTED
Daseke, Inc. Common Stock
DSKE
$522K 0.09%
+40,000
New +$498K
MEET
80
DELISTED
The Meet Group, Inc. Common Stock
MEET
$361K 0.06%
99,096
-45,000
-31% -$192K
SRTSW
81
DELISTED
Sensus Healthcare, Inc. Warrant expiring on 06/08/2020
SRTSW
$287K 0.05%
494,939
– –
KTOS icon
82
Kratos Defense & Security Solutions
KTOS
$11.7B
$228K 0.04%
17,407
-15,400
-47% -$190K
YOGA
83
DELISTED
YogaWorks, Inc. Common Stock
YOGA
$221K 0.04%
+79,790
New +$309K
TPST icon
84
Tempest Therapeutics
TPST
$16.8M
$213K 0.04%
51
– –
CLRB icon
85
Cellectar Biosciences
CLRB
$20.8M
$17K ﹤0.01%
+36
New +$174K
EYEGW
86
DELISTED
Eyegate Pharmaceuticals, Inc. Warrants
EYEGW
$16K ﹤0.01%
137,092
– –
ADVM
87
DELISTED
Adverum Biotechnologies
ADVM
– –
-20,000
Closed -$500K
ARDX icon
88
Ardelyx
ARDX
$982M
– –
-100,000
Closed -$510K
EPIX
89
DELISTED
ESSA Pharma
EPIX
– –
-72,013
Closed -$792K
MRAM icon
90
Everspin Technologies
MRAM
$394M
– –
-755,954
Closed -$15.1M
VSTM icon
91
Verastem
VSTM
$581M
– –
-4,167
Closed -$109K
AVGR
92
DELISTED
Avinger, Inc. Common Stock
AVGR
– –
-10
Closed -$516K
SRRA
93
DELISTED
Sierra Oncology, Inc. Common Stock
SRRA
– –
-12,500
Closed -$585K
PFNX
94
DELISTED
Pfenex Inc.
PFNX
– –
-563,255
Closed -$2.26M
BFYT
95
DELISTED
Benefytt Technologies, Inc. Class A Common Stock
BFYT
– –
-108,347
Closed -$2.55M
CLRBW
96
DELISTED
Cellectar Biosciences, Inc.
CLRBW
– –
-106,600
Closed -$23K
JNP
97
DELISTED
Juniper Pharmaceuticals, Inc. Common Stock
JNP
– –
-100,000
Closed -$505K
RLOG
98
DELISTED
Rand Logistics, Inc.
RLOG
– –
-328,835
Closed -$128K
ARIS
99
DELISTED
ARI Network Services, Inc.
ARIS
– –
-300,000
Closed -$2.12M
ROKA
100
DELISTED
Sorrento Tech, Inc. Common Stock
ROKA
– –
-132,297
Closed -$352K
1 2 3
4
5

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EI
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PIP
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PSCM
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HIGP
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GGH
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AWM Investment Company's Q3 2017 Portfolio in Review

As of Q3 2017, AWM Investment Company held 105 positions worth $573M, up 1.2% from $566M the previous quarter. Its ten largest holdings account for 42% of the portfolio.

AWM Investment Company withdrew a net $26.5M in Q3 2017, closing 16 positions and reducing 28 holdings. Its most notable exit was Everspin Technologies, an estimated $15.1M position sold in full.

By sector, the portfolio is most concentrated in Technology at 54% of assets, down from 55% a quarter earlier, followed by Healthcare and Industrials.

Against the trend, AWM Investment Company opened a new position in Zealand Pharma A/S American Depositary Shares worth $5.38M.

  • AWM Investment Company's largest Q3 2017 buy was Zealand Pharma A/S American Depositary Shares: 280,201 shares worth $5.38M.
  • AWM Investment Company added most to Microvision in Q3 2017, an estimated $1.73M increase.
  • AWM Investment Company's biggest Q3 2017 reduction was AeroVironment, cutting an estimated $7.61M.
  • AWM Investment Company fully exited Everspin Technologies in Q3 2017, selling an estimated $15.1M.
  • AWM Investment Company's ten largest holdings make up 42% of its $573M portfolio in Q3 2017.
  • AWM Investment Company opened 13 new positions and closed 16 in Q3 2017.
  • AWM Investment Company's portfolio value rose 1.2% quarter-over-quarter to $573M.

Based on AWM Investment Company's 13F filing for Q3 2017, filed 14 Nov 2017.