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AIC

AWM Investment Company Portfolio holdings

AUM $903M
1-Year Est. Return 163.47%
This Fund
S&P 500
This Quarter Est. Return
+28.64%
1 Year Est. Return
+163.47%
3 Year Est. Return
+487.55%
5 Year Est. Return
+638.08%
10 Year Est. Return
+8,997.75%
AUM
$546M
AUM Growth
+$77.7M
Cap. Flow
-$1.71M
Cap. Flow %
-0.31%
Top 10 Hldgs %
38.31%
Holding
110
New
14
Increased
13
Reduced
28
Closed
11

Top Buys

Rank Stock Value
1
TCMD icon
Tactile Systems Technology
TCMD
+$8.44M
2
ATOM icon
Atomera
ATOM
+$7.2M
3
SQNS
Sequans Communications SA
SQNS
+$6.12M
4
PI icon
Impinj
PI
+$5.79M
5
CLCD
CoLucid Pharmaceuticals, Inc.
CLCD
+$4.27M

Top Sells

Rank Stock Value
1
WATT icon
Energous
WATT
+$7.35M
2
TREE icon
LendingTree
TREE
+$6.44M
3
GIMO
Gigamon Inc.
GIMO
+$5.58M
4
VCRA
VOCERA COMMUNICATIONS, INC.
VCRA
+$4.59M
5
NPTN
NEOPHOTONICS CORP
NPTN
+$3.67M

Sector Composition

Rank Sector Weight
1 Technology 48.73%
2 Healthcare 19.76%
3 Industrials 13.99%
4 Consumer Discretionary 2%
5 Financials 1.32%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PRKR
76
DELISTED
Parkervision Inc
PRKR
$1.13M 0.21%
264,072
– –
CORI
77
DELISTED
Corium International, Inc.
CORI
$1.12M 0.2%
198,511
-144,790
-42% -$728K
CNCE
78
DELISTED
Concert Pharmaceuticals, Inc.
CNCE
$1.01M 0.19%
100,000
– –
TRVN
79
DELISTED
Trevena, Inc.
TRVN
$971K 0.18%
230
– –
XPLR
80
DELISTED
Xplore Technologies Corp.
XPLR
$885K 0.16%
368,902
+268,902
+269% +$635K
CLSD
81
DELISTED
Clearside Biomedical
CLSD
$867K 0.16%
3,333
– –
IRMD icon
82
iRadimed
IRMD
$1.14B
$801K 0.15%
47,119
-111,711
-70% -$2.07M
CPHR
83
DELISTED
Cipher Pharmaceuticals Inc.
CPHR
$708K 0.13%
185,300
-26,000
-12% -$118K
XTLY
84
DELISTED
Xactly Corporation
XTLY
$691K 0.13%
46,928
-15,000
-24% -$201K
SAIA icon
85
Saia
SAIA
$9.52B
$674K 0.12%
22,500
– –
SYRS
86
DELISTED
Syros Pharmaceuticals, Inc. Common Stock
SYRS
$660K 0.12%
+4,755
New +$604K
BFYT
87
DELISTED
Benefytt Technologies, Inc. Class A Common Stock
BFYT
$630K 0.12%
+120,000
New +$569K
TBCH
88
Turtle Beach Corp
TBCH
$256M
$524K 0.1%
100,000
– –
RLOG
89
DELISTED
Rand Logistics, Inc.
RLOG
$485K 0.09%
647,235
– –
SCYX icon
90
SCYNEXIS
SCYX
$47.4M
$484K 0.09%
1,563
– –
TPST icon
91
Tempest Therapeutics
TPST
$18.7M
$358K 0.07%
17
– –
SPRT
92
DELISTED
support.com, Inc.
SPRT
$228K 0.04%
90,584
– –
EYEGW
93
DELISTED
Eyegate Pharmaceuticals, Inc. Warrants
EYEGW
$48K 0.01%
137,092
– –
CLRB icon
94
Cellectar Biosciences
CLRB
$21M
$27K ﹤0.01%
36
– –
BOOT icon
95
Boot Barn
BOOT
$5.05B
– –
-142,000
Closed -$1.22M
GAIA icon
96
Gaia
GAIA
$31.1M
– –
-172,670
Closed -$1.34M
GEG icon
97
Great Elm Group
GEG
$67.4M
– –
-175,889
Closed -$1.16M
GLDD
98
DELISTED
Great Lakes Dredge & Dock
GLDD
– –
-200,000
Closed -$872K
PLSE icon
99
Pulse Biosciences
PLSE
$3.19B
– –
-67,000
Closed -$301K
SGMO
100
DELISTED
SANGAMO THERAPEUTICS INC
SGMO
– –
-92,200
Closed -$534K
1 2 3
4
5

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EI
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PC
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PIP
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PSCM
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HIGP
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GGH
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AWM Investment Company's Q3 2016 Portfolio in Review

As of Q3 2016, AWM Investment Company held 110 positions worth $546M, up 17% from $468M the previous quarter. Its ten largest holdings account for 38% of the portfolio.

AWM Investment Company's Q3 2016 filing shows 14 new, 13 increased, 28 reduced and 11 closed positions. Its largest new stake was Tactile Systems Technology: 550,000 shares worth $10.3M. The largest sale was Energous, an estimated $7.35M.

By sector, the portfolio is most concentrated in Technology at 49% of assets, up from 46% a quarter earlier, followed by Healthcare and Industrials.

  • AWM Investment Company's largest Q3 2016 buy was Tactile Systems Technology: 550,000 shares worth $10.3M.
  • AWM Investment Company added most to Sequans Communications SA in Q3 2016, an estimated $6.12M increase.
  • AWM Investment Company's biggest Q3 2016 reduction was Energous, cutting an estimated $7.35M.
  • AWM Investment Company fully exited Gigamon Inc. in Q3 2016, selling an estimated $5.58M.
  • AWM Investment Company's ten largest holdings make up 38% of its $546M portfolio in Q3 2016.
  • AWM Investment Company opened 14 new positions and closed 11 in Q3 2016.
  • AWM Investment Company's portfolio value rose 17% quarter-over-quarter to $546M.

Based on AWM Investment Company's 13F filing for Q3 2016, filed 14 Nov 2016.