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AWM Investment Company Portfolio holdings

AUM $903M
1-Year Est. Return 163.47%
This Fund
S&P 500
This Quarter Est. Return
+17.89%
1 Year Est. Return
+163.47%
3 Year Est. Return
+487.55%
5 Year Est. Return
+638.08%
10 Year Est. Return
+8,997.75%
AUM
$509M
AUM Growth
-$7.79M
Cap. Flow
-$58.7M
Cap. Flow %
-11.54%
Top 10 Hldgs %
38.22%
Holding
123
New
5
Increased
24
Reduced
20
Closed
29

Top Buys

Rank Stock Value
1
WATT icon
Energous
WATT
+$4.57M
2
NEON icon
Neonode
NEON
+$4M
3
IRMD icon
iRadimed
IRMD
+$3.48M
4
SQNS
Sequans Communications SA
SQNS
+$2.95M
5
LDRH
LDR HOLDINGS CORP COM STK
LDRH
+$2.9M

Top Sells

Rank Stock Value
1
ADEP
Adept Technology Inc
ADEP
+$24M
2
SURG
SYNERGETICS USA, INC.
SURG
+$6.81M
3
MXL icon
MaxLinear
MXL
+$4.97M
4
PCRX icon
Pacira BioSciences
PCRX
+$3.86M
5
ARGS
Argos Therapeutics, Inc.
ARGS
+$3.49M

Sector Composition

Rank Sector Weight
1 Technology 47.19%
2 Healthcare 19.57%
3 Industrials 18.71%
4 Financials 3.12%
5 Consumer Discretionary 0.63%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GAIA icon
76
Gaia
GAIA
$31.4M
$936K 0.18%
150,000
– –
AMBR
77
DELISTED
Amber Road Inc
AMBR
$891K 0.18%
175,068
-84,796
-33% -$384K
NVEE
78
DELISTED
NV5 Global
NVEE
$879K 0.17%
160,000
– –
DSCI
79
DELISTED
Derma Sciences, Inc. Common Stock (DE)
DSCI
$864K 0.17%
+188,995
New +$896K
SGMO
80
DELISTED
SANGAMO THERAPEUTICS INC
SGMO
$842K 0.17%
92,200
– –
CTCT
81
DELISTED
CONSTANT CONTACT, INC COM
CTCT
$701K 0.14%
23,967
– –
CLRB icon
82
Cellectar Biosciences
CLRB
$21.1M
$595K 0.12%
36
-37
-51% -$1.57M
GLDD
83
DELISTED
Great Lakes Dredge & Dock
GLDD
$594K 0.12%
150,100
+50,100
+50% +$222K
SAIA icon
84
Saia
SAIA
$9.52B
$501K 0.1%
22,500
– –
GTIM icon
85
Good Times Restaurants
GTIM
$15.6M
$480K 0.09%
100,000
– –
CTRL
86
DELISTED
Control4 Corporation
CTRL
$469K 0.09%
64,459
+15,064
+30% +$115K
PRKR
87
DELISTED
Parkervision Inc
PRKR
$462K 0.09%
198,877
-8,210
-4% -$17K
KPRX icon
88
Kiora Pharmaceuticals
KPRX
$11.6M
$292K 0.06%
20
– –
SRT
89
DELISTED
Startek Inc.
SRT
$189K 0.04%
52,853
-77,147
-59% -$286K
THST
90
DELISTED
Truett-Hurst, Inc. Class A Common Stock
THST
$164K 0.03%
113,390
-150,063
-57% -$172K
JOB icon
91
GEE Group
JOB
$21.2M
$130K 0.03%
21,875
-70,625
-76% -$476K
EYEGW
92
DELISTED
Eyegate Pharmaceuticals, Inc. Warrants
EYEGW
$103K 0.02%
137,092
– –
ARWR icon
93
Arrowhead Research
ARWR
$12.6B
– –
-269,493
Closed -$1.55M
ASND icon
94
Ascendis Pharma A/S
ASND
$16.7B
– –
-78,540
Closed -$1.39M
ASYS icon
95
Amtech Systems
ASYS
$270M
– –
-324,504
Closed -$1.4M
FCEL icon
96
FuelCell Energy
FCEL
$1.54B
– –
-406
Closed -$1.29M
FSTR icon
97
Foster
FSTR
$397M
– –
-177,394
Closed -$2.18M
RDHL
98
Redhill Biopharma
RDHL
$3.65M
– –
-270
Closed -$3.48M
VSTM icon
99
Verastem
VSTM
$638M
– –
-33,333
Closed -$716K
DXYN
100
DELISTED
Dixie Group Inc
DXYN
– –
-380,244
Closed -$3.18M
1 2 3
4
5

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EI
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PIP
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PSCM
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HIGP
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GGH
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BDP
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AWM Investment Company's Q4 2015 Portfolio in Review

As of Q4 2015, AWM Investment Company held 123 positions worth $509M, down 1.5% from $516M the previous quarter. Its ten largest holdings account for 38% of the portfolio.

AWM Investment Company withdrew a net $58.7M in Q4 2015, closing 29 positions and reducing 20 holdings. Its most notable exit was Adept Technology Inc, an estimated $24M position sold in full.

By sector, the portfolio is most concentrated in Technology at 47% of assets, up from 42% a quarter earlier, followed by Healthcare and Industrials.

Against the trend, AWM Investment Company opened a new position in bluebird bio worth $1.93M.

  • AWM Investment Company's largest Q4 2015 buy was bluebird bio: 2,316 shares worth $1.93M.
  • AWM Investment Company added most to Energous in Q4 2015, an estimated $4.57M increase.
  • AWM Investment Company's biggest Q4 2015 reduction was MaxLinear, cutting an estimated $4.97M.
  • AWM Investment Company fully exited Adept Technology Inc in Q4 2015, selling an estimated $24M.
  • AWM Investment Company's ten largest holdings make up 38% of its $509M portfolio in Q4 2015.
  • AWM Investment Company opened 5 new positions and closed 29 in Q4 2015.
  • AWM Investment Company's portfolio value fell 1.5% quarter-over-quarter to $509M.

Based on AWM Investment Company's 13F filing for Q4 2015, filed 8 Feb 2016.