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AIC

AWM Investment Company Portfolio holdings

AUM $903M
1-Year Est. Return 163.47%
This Fund
S&P 500
This Quarter Est. Return
-8.39%
1 Year Est. Return
+163.47%
3 Year Est. Return
+487.55%
5 Year Est. Return
+638.08%
10 Year Est. Return
+8,997.75%
AUM
$516M
AUM Growth
-$188M
Cap. Flow
-$283M
Cap. Flow %
-54.85%
Top 10 Hldgs %
36.93%
Holding
150
New
19
Increased
25
Reduced
36
Closed
31

Top Buys

Rank Stock Value
1
AQMS icon
Aqua Metals
AQMS
+$6.44M
2
NPTN
NEOPHOTONICS CORP
NPTN
+$6.21M
3
GNCA
Genocea Biosciences, Inc.
GNCA
+$6.1M
4
EPIX
ESSA Pharma
EPIX
+$5.08M
5
RDHL
Redhill Biopharma
RDHL
+$4M

Top Sells

Rank Stock Value
1
MAG
MAGNETEK INC COM STK NEW
MAG
+$7.23M
2
ARWR icon
Arrowhead Research
ARWR
+$4.93M
3
SCMP
Sucampo Pharmaceuticals, Inc.
SCMP
+$4.59M
4
WGBS
WaferGen Bio-systems, Inc.
WGBS
+$4.41M
5
PFSW
PFSweb, Inc.
PFSW
+$3.78M

Sector Composition

Rank Sector Weight
1 Technology 41.75%
2 Healthcare 18.85%
3 Industrials 17.74%
4 Financials 2.79%
5 Consumer Discretionary 1.34%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ASYS icon
76
Amtech Systems
ASYS
$270M
$1.4M 0.27%
324,504
– –
ASND icon
77
Ascendis Pharma A/S
ASND
$16.7B
$1.39M 0.27%
+78,540
New +$1.53M
ITI
78
DELISTED
Iteris, Inc.
ITI
$1.32M 0.26%
535,369
-50,000
-9% -$101K
LOXO
79
DELISTED
Loxo Oncology, Inc
LOXO
$1.31M 0.25%
75,000
– –
FCEL icon
80
FuelCell Energy
FCEL
$1.54B
$1.29M 0.25%
406
-331
-45% -$1.2M
GEG icon
81
Great Elm Group
GEG
$67.4M
$1.24M 0.24%
142,965
– –
RLOG
82
DELISTED
Rand Logistics, Inc.
RLOG
$1.17M 0.23%
547,235
+328,835
+151% +$883K
ARIS
83
DELISTED
ARI Network Services, Inc.
ARIS
$1.13M 0.22%
300,000
– –
AMBR
84
DELISTED
Amber Road Inc
AMBR
$1.1M 0.21%
259,864
– –
XPLR
85
DELISTED
Xplore Technologies Corp.
XPLR
$1.07M 0.21%
200,000
+10,000
+5% +$55K
MRNS
86
DELISTED
Marinus Pharmaceuticals, Inc
MRNS
$1.02M 0.2%
30,625
-4,375
-13% -$247K
TPST icon
87
Tempest Therapeutics
TPST
$18.9M
$976K 0.19%
39
+18
+86% +$1.21M
GAIA icon
88
Gaia
GAIA
$31.4M
$922K 0.18%
150,000
+50,000
+50% +$320K
QTWW
89
DELISTED
QUANTUM FUEL SYS TECHNOLOGIES WORLDWIDE INC COM STK (DE)
QTWW
$906K 0.18%
823,939
-624,680
-43% -$1.07M
ZGNX
90
DELISTED
Zogenix, Inc.
ZGNX
$823K 0.16%
+61,000
New +$1.1M
CPHR
91
DELISTED
Cipher Pharmaceuticals Inc.
CPHR
$816K 0.16%
220,000
+20,000
+10% +$139K
NVEE
92
DELISTED
NV5 Global
NVEE
$742K 0.14%
160,000
-54,760
-25% -$312K
VSTM icon
93
Verastem
VSTM
$638M
$716K 0.14%
33,333
– –
SAIA icon
94
Saia
SAIA
$9.52B
$696K 0.13%
22,500
– –
DRNA
95
DELISTED
Dicerna Pharmaceuticals, Inc.
DRNA
$657K 0.13%
80,000
– –
GTIM icon
96
Good Times Restaurants
GTIM
$15.6M
$625K 0.12%
100,000
– –
CTCT
97
DELISTED
CONSTANT CONTACT, INC COM
CTCT
$581K 0.11%
23,967
– –
VVUS
98
DELISTED
Vivus Inc
VVUS
$574K 0.11%
+35,000
New +$554K
STRM
99
DELISTED
Streamline Health Solutions
STRM
$561K 0.11%
16,321
-90,967
-85% -$3.67M
SGMO
100
DELISTED
SANGAMO THERAPEUTICS INC
SGMO
$520K 0.1%
92,200
-70,000
-43% -$577K
1 2 3
4
5

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OCA
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AOWM
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EI
EnCap Investments Houston, Texas $905M AUM
PIP
Permian Investment Partners Dallas, Texas $905M AUM 13.43% 1-Year Est. Return
PSCM
Per Stirling Capital Management Austin, Texas $905M AUM 17.06% 1-Year Est. Return
HIGP
Hill Investment Group Partners St. Louis, Missouri $906M AUM 20.13% 1-Year Est. Return
GGH
GCM Grosvenor Holdings Chicago, Illinois $901M AUM 28.6% 1-Year Est. Return
BDP
Brehaut David Pascal $908M AUM

AWM Investment Company's Q3 2015 Portfolio in Review

As of Q3 2015, AWM Investment Company held 150 positions worth $516M, down 27% from $704M the previous quarter. Its ten largest holdings account for 37% of the portfolio.

AWM Investment Company withdrew a net $283M in Q3 2015, closing 31 positions and reducing 36 holdings. Its most notable exit was MAGNETEK INC COM STK NEW, an estimated $7.23M position sold in full.

By sector, the portfolio is most concentrated in Technology at 42% of assets, up from 36% a quarter earlier, followed by Healthcare and Industrials.

Against the trend, AWM Investment Company opened a new position in Aqua Metals worth $6.39M.

  • AWM Investment Company's largest Q3 2015 buy was Aqua Metals: 6,300 shares worth $6.39M.
  • AWM Investment Company added most to NEOPHOTONICS CORP in Q3 2015, an estimated $6.21M increase.
  • AWM Investment Company's biggest Q3 2015 reduction was Arrowhead Research, cutting an estimated $4.93M.
  • AWM Investment Company fully exited MAGNETEK INC COM STK NEW in Q3 2015, selling an estimated $7.23M.
  • AWM Investment Company's ten largest holdings make up 37% of its $516M portfolio in Q3 2015.
  • AWM Investment Company opened 19 new positions and closed 31 in Q3 2015.
  • AWM Investment Company's portfolio value fell 27% quarter-over-quarter to $516M.

Based on AWM Investment Company's 13F filing for Q3 2015, filed 12 Nov 2015.