AIC

AWM Investment Company Portfolio holdings

AUM $892M
This Quarter Return
+3.55%
1 Year Return
+101.86%
3 Year Return
+340.13%
5 Year Return
+729.68%
10 Year Return
+5,078.37%
AUM
$723M
AUM Growth
+$723M
Cap. Flow
-$35.6M
Cap. Flow %
-4.92%
Top 10 Hldgs %
29.04%
Holding
153
New
14
Increased
25
Reduced
34
Closed
17

Top Buys

1
PRSO icon
Peraso
PRSO
$9.58M
2
ARWR icon
Arrowhead Research
ARWR
$6.74M
3
LENS
Presbia PLC Ordinary Shares
LENS
$5.56M
4
AVGR
Avinger, Inc. Common Stock
AVGR
$5.55M
5
ASYS icon
Amtech Systems
ASYS
$4.94M

Top Sells

1
CTCT
CONSTANT CONTACT, INC COM
CTCT
$10.9M
2
MFI
MICROFINANCIAL INC
MFI
$10.1M
3
PCRX icon
Pacira BioSciences
PCRX
$9.77M
4
ENTR
ENTROPIC COMMUNICATIONS INC COM STK (DE)
ENTR
$9.36M
5
NPTN
NEOPHOTONICS CORP
NPTN
$6.22M

Sector Composition

1 Technology 36.74%
2 Industrials 16.38%
3 Healthcare 16.28%
4 Financials 1.52%
5 Consumer Discretionary 1.19%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
RGLS
76
DELISTED
Regulus Therapeutics
RGLS
$2.12M 0.29%
1,042
-226
-18% -$459K
PCTI
77
DELISTED
PCTEL, Inc. Common Stock
PCTI
$1.96M 0.27%
244,545
-232,031
-49% -$1.86M
DRNA
78
DELISTED
Dicerna Pharmaceuticals, Inc.
DRNA
$1.92M 0.27%
80,000
– –
PRKR
79
DELISTED
Parkervision Inc
PRKR
$1.82M 0.25%
218,720
– –
RGDX
80
DELISTED
RESPONSE GENETICS, INC COMMON SHS (DELAWARE)
RGDX
$1.71M 0.24%
3,710,482
-76,497
-2% -$35.2K
ACAD icon
81
Acadia Pharmaceuticals
ACAD
$4.34B
$1.63M 0.23%
50,000
-16,357
-25% -$533K
NVEE
82
DELISTED
NV5 Global
NVEE
$1.46M 0.2%
356,760
+56,760
+19% +$232K
BFYT
83
DELISTED
Benefytt Technologies, Inc. Class A Common Stock
BFYT
$1.45M 0.2%
185,295
+134,295
+263% +$1.05M
LAKE icon
84
Lakeland Industries
LAKE
$140M
$1.38M 0.19%
154,090
+84,892
+123% +$760K
PARN
85
DELISTED
Parnell Pharmaceuticals Holdings Ltd
PARN
$1.35M 0.19%
273,901
– –
MRIN
86
DELISTED
Marin Software
MRIN
$1.28M 0.18%
4,861
-578
-11% -$153K
SHSP
87
DELISTED
SharpSpring, Inc.
SHSP
$1.26M 0.17%
239,825
-27,146
-10% -$143K
EAC
88
DELISTED
Erickson Incorporated
EAC
$1.26M 0.17%
290,451
-348,525
-55% -$1.51M
ENTR
89
DELISTED
ENTROPIC COMMUNICATIONS INC COM STK (DE)
ENTR
$1.22M 0.17%
412,925
-3,161,385
-88% -$9.36M
XPLR
90
DELISTED
Xplore Technologies Corp.
XPLR
$1.21M 0.17%
+190,000
New +$1.21M
IMMR icon
91
Immersion
IMMR
$227M
$1.1M 0.15%
+120,136
New +$1.1M
ITI
92
DELISTED
Iteris, Inc.
ITI
$1.07M 0.15%
585,369
+29,200
+5% +$53.1K
SAIA icon
93
Saia
SAIA
$7.75B
$997K 0.14%
22,500
– –
GEG icon
94
Great Elm Group
GEG
$89.6M
$981K 0.14%
142,965
-12,142
-8% -$83.3K
THST
95
DELISTED
Truett-Hurst, Inc. Class A Common Stock
THST
$952K 0.13%
+313,000
New +$952K
LOXO
96
DELISTED
Loxo Oncology, Inc
LOXO
$934K 0.13%
75,000
– –
GLPW
97
DELISTED
GLOBAL POWER EQUIPMENT GROUP INC COMMON NEW
GLPW
$858K 0.12%
65,000
– –
OSN
98
DELISTED
Ossen Innovation Co., Ltd.
OSN
$763K 0.11%
373,846
– –
RLOG
99
DELISTED
Rand Logistics, Inc.
RLOG
$710K 0.1%
+218,400
New +$710K
ARIS
100
DELISTED
ARI Network Services, Inc.
ARIS
$676K 0.09%
200,000
– –
2 3
4
5 6