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AIC

AWM Investment Company Portfolio holdings

AUM $903M
1-Year Est. Return 163.47%
This Fund
S&P 500
This Quarter Est. Return
-8.39%
1 Year Est. Return
+163.47%
3 Year Est. Return
+487.55%
5 Year Est. Return
+638.08%
10 Year Est. Return
+8,997.75%
AUM
$516M
AUM Growth
-$188M
Cap. Flow
-$283M
Cap. Flow %
-54.85%
Top 10 Hldgs %
36.93%
Holding
150
New
19
Increased
25
Reduced
36
Closed
31

Top Buys

Rank Stock Value
1
AQMS icon
Aqua Metals
AQMS
+$6.44M
2
NPTN
NEOPHOTONICS CORP
NPTN
+$6.21M
3
GNCA
Genocea Biosciences, Inc.
GNCA
+$6.1M
4
EPIX
ESSA Pharma
EPIX
+$5.08M
5
RDHL
Redhill Biopharma
RDHL
+$4M

Top Sells

Rank Stock Value
1
MAG
MAGNETEK INC COM STK NEW
MAG
+$7.23M
2
ARWR icon
Arrowhead Research
ARWR
+$4.93M
3
SCMP
Sucampo Pharmaceuticals, Inc.
SCMP
+$4.59M
4
WGBS
WaferGen Bio-systems, Inc.
WGBS
+$4.41M
5
PFSW
PFSweb, Inc.
PFSW
+$3.78M

Sector Composition

Rank Sector Weight
1 Technology 41.75%
2 Healthcare 18.85%
3 Industrials 17.74%
4 Financials 2.79%
5 Consumer Discretionary 1.34%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NVAX icon
51
Novavax
NVAX
$1.29B
$2.83M 0.55%
20,000
– –
SQNS
52
Sequans Communications SA
SQNS
$41M
$2.81M 0.54%
25,497
+2,112
+9% +$273K
SHSP
53
DELISTED
SharpSpring, Inc.
SHSP
$2.49M 0.48%
530,734
– –
LENS
54
DELISTED
Presbia PLC Ordinary Shares
LENS
$2.4M 0.46%
437,803
-14,978
-3% -$99.7K
SIMO icon
55
Silicon Motion
SIMO
$7.66B
$2.39M 0.46%
87,537
– –
SMT
56
DELISTED
SMART TECHNOLOGIES INC COM NEW
SMT
$2.23M 0.43%
348,305
– –
SCYX icon
57
SCYNEXIS
SCYX
$48.2M
$2.22M 0.43%
3,815
– –
FSTR icon
58
Foster
FSTR
$400M
$2.18M 0.42%
+177,394
New +$3.95M
AMRC icon
59
Ameresco
AMRC
$1.38B
$2.01M 0.39%
341,240
– –
NLST
60
DELISTED
Netlist, Inc.
NLST
$2M 0.39%
4,753,843
+195,253
+4% +$88.6K
SCMP
61
DELISTED
Sucampo Pharmaceuticals, Inc.
SCMP
$1.99M 0.38%
100,000
-200,000
-67% -$4.59M
ALBO
62
DELISTED
Albireo Pharma Inc
ALBO
$1.94M 0.38%
146,961
-33,675
-19% -$848K
FPRX
63
DELISTED
Five Prime Therapeutics, Inc.
FPRX
$1.82M 0.35%
118,199
– –
IDN icon
64
Intellicheck
IDN
$76.3M
$1.81M 0.35%
1,985,022
– –
BEAT
65
DELISTED
BioTelemetry, Inc.
BEAT
$1.77M 0.34%
145,000
-105,182
-42% -$1.34M
TIVO
66
DELISTED
TIVO INC
TIVO
$1.76M 0.34%
202,908
– –
CDTX
67
DELISTED
Cidara Therapeutics
CDTX
$1.68M 0.33%
6,620
+4,116
+164% +$1.18M
IPAS
68
DELISTED
Ipass Inc Common Stock
IPAS
$1.66M 0.32%
170,736
-127,215
-43% -$1.32M
ACAD icon
69
Acadia Pharmaceuticals
ACAD
$5.09B
$1.65M 0.32%
50,000
– –
CORI
70
DELISTED
Corium International, Inc.
CORI
$1.64M 0.32%
+175,000
New +$2.1M
ARWR icon
71
Arrowhead Research
ARWR
$12.8B
$1.55M 0.3%
269,493
-783,538
-74% -$4.93M
NDRM
72
DELISTED
NeuroDerm Ltd. Ordinary Shares
NDRM
$1.55M 0.3%
+75,000
New +$1.54M
SNAK
73
DELISTED
Inventure Foods, Inc.
SNAK
$1.48M 0.29%
167,082
-76,145
-31% -$705K
PCTI
74
DELISTED
PCTEL, Inc. Common Stock
PCTI
$1.43M 0.28%
237,545
-7,000
-3% -$44.1K
LDRH
75
DELISTED
LDR HOLDINGS CORP COM STK
LDRH
$1.42M 0.27%
+41,100
New +$1.68M
1 2
3
4 5

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OCA
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AOWM
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EI
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PC
Periscope Capital Toronto, Ontario, Canada $902M AUM 6.27% 1-Year Est. Return
PIP
Permian Investment Partners Dallas, Texas $905M AUM 13.43% 1-Year Est. Return
PSCM
Per Stirling Capital Management Austin, Texas $905M AUM 17.06% 1-Year Est. Return
HIGP
Hill Investment Group Partners St. Louis, Missouri $906M AUM 20.13% 1-Year Est. Return
GGH
GCM Grosvenor Holdings Chicago, Illinois $901M AUM 28.6% 1-Year Est. Return

AWM Investment Company's Q3 2015 Portfolio in Review

As of Q3 2015, AWM Investment Company held 150 positions worth $516M, down 27% from $704M the previous quarter. Its ten largest holdings account for 37% of the portfolio.

AWM Investment Company withdrew a net $283M in Q3 2015, closing 31 positions and reducing 36 holdings. Its most notable exit was MAGNETEK INC COM STK NEW, an estimated $7.23M position sold in full.

By sector, the portfolio is most concentrated in Technology at 42% of assets, up from 36% a quarter earlier, followed by Healthcare and Industrials.

Against the trend, AWM Investment Company opened a new position in Aqua Metals worth $6.39M.

  • AWM Investment Company's largest Q3 2015 buy was Aqua Metals: 6,300 shares worth $6.39M.
  • AWM Investment Company added most to NEOPHOTONICS CORP in Q3 2015, an estimated $6.21M increase.
  • AWM Investment Company's biggest Q3 2015 reduction was Arrowhead Research, cutting an estimated $4.93M.
  • AWM Investment Company fully exited MAGNETEK INC COM STK NEW in Q3 2015, selling an estimated $7.23M.
  • AWM Investment Company's ten largest holdings make up 37% of its $516M portfolio in Q3 2015.
  • AWM Investment Company opened 19 new positions and closed 31 in Q3 2015.
  • AWM Investment Company's portfolio value fell 27% quarter-over-quarter to $516M.

Based on AWM Investment Company's 13F filing for Q3 2015, filed 12 Nov 2015.