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AIC

AWM Investment Company Portfolio holdings

AUM $903M
1-Year Est. Return 163.47%
This Fund
S&P 500
This Quarter Est. Return
+17.89%
1 Year Est. Return
+163.47%
3 Year Est. Return
+487.55%
5 Year Est. Return
+638.08%
10 Year Est. Return
+8,997.75%
AUM
$509M
AUM Growth
-$7.79M
Cap. Flow
-$58.7M
Cap. Flow %
-11.54%
Top 10 Hldgs %
38.22%
Holding
123
New
5
Increased
24
Reduced
20
Closed
29

Top Buys

Rank Stock Value
1
WATT icon
Energous
WATT
+$4.57M
2
NEON icon
Neonode
NEON
+$4M
3
IRMD icon
iRadimed
IRMD
+$3.48M
4
SQNS
Sequans Communications SA
SQNS
+$2.95M
5
LDRH
LDR HOLDINGS CORP COM STK
LDRH
+$2.9M

Top Sells

Rank Stock Value
1
ADEP
Adept Technology Inc
ADEP
+$24M
2
SURG
SYNERGETICS USA, INC.
SURG
+$6.81M
3
MXL icon
MaxLinear
MXL
+$4.97M
4
PCRX icon
Pacira BioSciences
PCRX
+$3.86M
5
ARGS
Argos Therapeutics, Inc.
ARGS
+$3.49M

Sector Composition

Rank Sector Weight
1 Technology 47.19%
2 Healthcare 19.57%
3 Industrials 18.71%
4 Financials 3.12%
5 Consumer Discretionary 0.63%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DSPG
26
DELISTED
DSP Group Inc
DSPG
$6.95M 1.37%
735,935
– –
AQMS icon
27
Aqua Metals
AQMS
$9.7M
$6.68M 1.31%
6,267
-33
-0.5% -$33.6K
SEAC
28
DELISTED
Seachange International Inc
SEAC
$6.4M 1.26%
47,496
– –
PRSO icon
29
Peraso
PRSO
$10.7M
$6.35M 1.25%
728
-21
-3% -$230K
MXL icon
30
MaxLinear
MXL
$6.21B
$5.81M 1.14%
394,438
-330,562
-46% -$4.97M
RGEN icon
31
Repligen
RGEN
$9.21B
$5.66M 1.11%
200,000
+10,000
+5% +$288K
FPRX
32
DELISTED
Five Prime Therapeutics, Inc.
FPRX
$4.91M 0.96%
118,199
– –
MNTX
33
DELISTED
Manitex International, Inc.
MNTX
$4.65M 0.91%
781,362
– –
NLST
34
DELISTED
Netlist, Inc.
NLST
$4.36M 0.86%
4,954,543
+200,700
+4% +$136K
EXTR icon
35
Extreme Networks
EXTR
$3.09B
$4.16M 0.82%
1,020,219
– –
LDRH
36
DELISTED
LDR HOLDINGS CORP COM STK
LDRH
$3.83M 0.75%
152,333
+111,233
+271% +$2.9M
GNCA
37
DELISTED
Genocea Biosciences, Inc.
GNCA
$3.77M 0.74%
89,375
+27,862
+45% +$1.33M
PCRX icon
38
Pacira BioSciences
PCRX
$974M
$3.6M 0.71%
46,818
-68,200
-59% -$3.86M
INFU icon
39
InfuSystem Holdings
INFU
$241M
$3.58M 0.7%
1,173,102
– –
OPK icon
40
Opko Health
OPK
$1.04B
$3.52M 0.69%
350,000
– –
BWEN icon
41
Broadwind
BWEN
$104M
$3.39M 0.67%
1,631,480
+163,930
+11% +$367K
NVAX icon
42
Novavax
NVAX
$1.3B
$3.36M 0.66%
20,000
– –
EPIX
43
DELISTED
ESSA Pharma
EPIX
$3.34M 0.66%
36,364
– –
LOXO
44
DELISTED
Loxo Oncology, Inc
LOXO
$2.99M 0.59%
105,000
+30,000
+40% +$805K
CVV icon
45
CVD Equipment Corp
CVV
$54.4M
$2.91M 0.57%
288,700
– –
XELB icon
46
Xcel Brands
XELB
$6.36M
$2.7M 0.53%
36,000
– –
PETX
47
DELISTED
Aratana Therapeutics, Inc.
PETX
$2.61M 0.51%
467,507
-282,493
-38% -$1.87M
CDTX
48
DELISTED
Cidara Therapeutics
CDTX
$2.57M 0.51%
7,500
+880
+13% +$264K
LENS
49
DELISTED
Presbia PLC Ordinary Shares
LENS
$2.3M 0.45%
437,803
– –
STRM
50
DELISTED
Streamline Health Solutions
STRM
$2.21M 0.43%
104,249
+87,928
+539% +$2.38M
1
2
3 4 5

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EI
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PIP
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PSCM
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HIGP
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GGH
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AWM Investment Company's Q4 2015 Portfolio in Review

As of Q4 2015, AWM Investment Company held 123 positions worth $509M, down 1.5% from $516M the previous quarter. Its ten largest holdings account for 38% of the portfolio.

AWM Investment Company withdrew a net $58.7M in Q4 2015, closing 29 positions and reducing 20 holdings. Its most notable exit was Adept Technology Inc, an estimated $24M position sold in full.

By sector, the portfolio is most concentrated in Technology at 47% of assets, up from 42% a quarter earlier, followed by Healthcare and Industrials.

Against the trend, AWM Investment Company opened a new position in bluebird bio worth $1.93M.

  • AWM Investment Company's largest Q4 2015 buy was bluebird bio: 2,316 shares worth $1.93M.
  • AWM Investment Company added most to Energous in Q4 2015, an estimated $4.57M increase.
  • AWM Investment Company's biggest Q4 2015 reduction was MaxLinear, cutting an estimated $4.97M.
  • AWM Investment Company fully exited Adept Technology Inc in Q4 2015, selling an estimated $24M.
  • AWM Investment Company's ten largest holdings make up 38% of its $509M portfolio in Q4 2015.
  • AWM Investment Company opened 5 new positions and closed 29 in Q4 2015.
  • AWM Investment Company's portfolio value fell 1.5% quarter-over-quarter to $509M.

Based on AWM Investment Company's 13F filing for Q4 2015, filed 8 Feb 2016.