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AIC

AWM Investment Company Portfolio holdings

AUM $903M
1-Year Est. Return 163.47%
This Fund
S&P 500
This Quarter Est. Return
-8.39%
1 Year Est. Return
+163.47%
3 Year Est. Return
+487.55%
5 Year Est. Return
+638.08%
10 Year Est. Return
+8,997.75%
AUM
$516M
AUM Growth
-$188M
Cap. Flow
-$283M
Cap. Flow %
-54.85%
Top 10 Hldgs %
36.93%
Holding
150
New
19
Increased
25
Reduced
36
Closed
31

Top Buys

Rank Stock Value
1
AQMS icon
Aqua Metals
AQMS
+$6.44M
2
NPTN
NEOPHOTONICS CORP
NPTN
+$6.21M
3
GNCA
Genocea Biosciences, Inc.
GNCA
+$6.1M
4
EPIX
ESSA Pharma
EPIX
+$5.08M
5
RDHL
Redhill Biopharma
RDHL
+$4M

Top Sells

Rank Stock Value
1
MAG
MAGNETEK INC COM STK NEW
MAG
+$7.23M
2
ARWR icon
Arrowhead Research
ARWR
+$4.93M
3
SCMP
Sucampo Pharmaceuticals, Inc.
SCMP
+$4.59M
4
WGBS
WaferGen Bio-systems, Inc.
WGBS
+$4.41M
5
PFSW
PFSweb, Inc.
PFSW
+$3.78M

Sector Composition

Rank Sector Weight
1 Technology 41.75%
2 Healthcare 18.85%
3 Industrials 17.74%
4 Financials 2.79%
5 Consumer Discretionary 1.34%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PETX
26
DELISTED
Aratana Therapeutics, Inc.
PETX
$6.34M 1.23%
750,000
+150,000
+25% +$2.54M
AMSC icon
27
American Superconductor
AMSC
$1.5B
$6.01M 1.16%
1,387,864
+137,864
+11% +$648K
SEAC
28
DELISTED
Seachange International Inc
SEAC
$5.98M 1.16%
47,496
– –
NEON icon
29
Neonode
NEON
$16.3M
$5.91M 1.14%
242,050
+26,800
+12% +$750K
WATT icon
30
Energous
WATT
$102M
$5.89M 1.14%
1,422
+1
+0.1% +$4.26K
GIMO
31
DELISTED
Gigamon Inc.
GIMO
$5.3M 1.03%
264,877
-19,708
-7% -$517K
RGEN icon
32
Repligen
RGEN
$9.21B
$5.29M 1.02%
190,000
– –
PCRX icon
33
Pacira BioSciences
PCRX
$974M
$4.73M 0.92%
115,018
+10,000
+10% +$612K
EPIX
34
DELISTED
ESSA Pharma
EPIX
$4.55M 0.88%
+36,364
New +$5.08M
MNTX
35
DELISTED
Manitex International, Inc.
MNTX
$4.39M 0.85%
781,362
+1,100
+0.1% +$7.02K
IRMD icon
36
iRadimed
IRMD
$1.15B
$3.78M 0.73%
155,330
-54,955
-26% -$1.31M
ARGS
37
DELISTED
Argos Therapeutics, Inc.
ARGS
$3.49M 0.68%
35,965
-1,535
-4% -$182K
RDHL
38
Redhill Biopharma
RDHL
$3.53M
$3.48M 0.67%
+270
New +$4M
EXTR icon
39
Extreme Networks
EXTR
$3.09B
$3.43M 0.66%
1,020,219
-90,880
-8% -$253K
GNCA
40
DELISTED
Genocea Biosciences, Inc.
GNCA
$3.37M 0.65%
+61,513
New +$6.1M
DTRM
41
DELISTED
Determine, Inc. Common Stock
DTRM
$3.23M 0.63%
821,760
+53,191
+7% +$229K
INFU icon
42
InfuSystem Holdings
INFU
$241M
$3.2M 0.62%
1,173,102
– –
CVV icon
43
CVD Equipment Corp
CVV
$54.4M
$3.19M 0.62%
288,700
-49,766
-15% -$555K
DXYN
44
DELISTED
Dixie Group Inc
DXYN
$3.18M 0.62%
380,244
– –
SPRT
45
DELISTED
support.com, Inc.
SPRT
$3.12M 0.6%
929,040
+83,333
+10% +$318K
CLRB icon
46
Cellectar Biosciences
CLRB
$20.8M
$3.1M 0.6%
73
-1
-1% -$91K
XELB icon
47
Xcel Brands
XELB
$6.36M
$3.09M 0.6%
+36,000
New +$3.15M
BWEN icon
48
Broadwind
BWEN
$104M
$3.04M 0.59%
1,467,550
-2,000
-0.1% -$6.68K
OPK icon
49
Opko Health
OPK
$1.04B
$2.94M 0.57%
350,000
– –
ERNA icon
50
Eterna Therapeutics
ERNA
$5.28M
$2.92M 0.56%
12
– –
1
2
3 4 5

Similar funds

OCA
Octagon Capital Advisors New York $904M AUM 737.04% 1-Year Est. Return
AOWM
Asset One Wealth Management Bellevue, Washington $904M AUM
EI
EnCap Investments Houston, Texas $905M AUM
PC
Periscope Capital Toronto, Ontario, Canada $902M AUM 6.27% 1-Year Est. Return
PIP
Permian Investment Partners Dallas, Texas $905M AUM 13.43% 1-Year Est. Return
PSCM
Per Stirling Capital Management Austin, Texas $905M AUM 17.06% 1-Year Est. Return
HIGP
Hill Investment Group Partners St. Louis, Missouri $906M AUM 20.13% 1-Year Est. Return
GGH
GCM Grosvenor Holdings Chicago, Illinois $901M AUM 28.6% 1-Year Est. Return

AWM Investment Company's Q3 2015 Portfolio in Review

As of Q3 2015, AWM Investment Company held 150 positions worth $516M, down 27% from $704M the previous quarter. Its ten largest holdings account for 37% of the portfolio.

AWM Investment Company withdrew a net $283M in Q3 2015, closing 31 positions and reducing 36 holdings. Its most notable exit was MAGNETEK INC COM STK NEW, an estimated $7.23M position sold in full.

By sector, the portfolio is most concentrated in Technology at 42% of assets, up from 36% a quarter earlier, followed by Healthcare and Industrials.

Against the trend, AWM Investment Company opened a new position in Aqua Metals worth $6.39M.

  • AWM Investment Company's largest Q3 2015 buy was Aqua Metals: 6,300 shares worth $6.39M.
  • AWM Investment Company added most to NEOPHOTONICS CORP in Q3 2015, an estimated $6.21M increase.
  • AWM Investment Company's biggest Q3 2015 reduction was Arrowhead Research, cutting an estimated $4.93M.
  • AWM Investment Company fully exited MAGNETEK INC COM STK NEW in Q3 2015, selling an estimated $7.23M.
  • AWM Investment Company's ten largest holdings make up 37% of its $516M portfolio in Q3 2015.
  • AWM Investment Company opened 19 new positions and closed 31 in Q3 2015.
  • AWM Investment Company's portfolio value fell 27% quarter-over-quarter to $516M.

Based on AWM Investment Company's 13F filing for Q3 2015, filed 12 Nov 2015.