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AAS

Avantax Advisory Services Portfolio holdings

AUM $18.2B
1-Year Est. Return 15.06%
This Fund
S&P 500
This Quarter Est. Return
-0.12%
1 Year Est. Return
+15.06%
3 Year Est. Return
+50.69%
5 Year Est. Return
+85.01%
10 Year Est. Return
–
AUM
$2.47B
AUM Growth
+$205M
Cap. Flow
+$212M
Cap. Flow %
8.58%
Top 10 Hldgs %
56.72%
Holding
606
New
92
Increased
353
Reduced
103
Closed
40

Top Buys

Rank Stock Value
1
VRAI icon
Virtus Real Asset Income ETF
VRAI
+$15.7M
2
VPC icon
Virtus Private Credit Strategy ETF
VPC
+$13.1M
3
NXTG icon
First Trust Indxx NextG ETF
NXTG
+$13M
4
IWM icon
iShares Russell 2000 ETF
IWM
+$10.7M
5
IWR icon
iShares Russell Mid-Cap ETF
IWR
+$10.2M

Top Sells

Rank Stock Value
1
VYMI icon
Vanguard International High Dividend Yield ETF
VYMI
+$2.77M
2
JHML icon
John Hancock Multifactor Large Cap ETF
JHML
+$2.45M
3
HGLB
Highland Global Allocation Fund
HGLB
+$1.49M
4
IUSG icon
iShares Core S&P US Growth ETF
IUSG
+$1.27M
5
RPG icon
Invesco S&P 500 Pure Growth ETF
RPG
+$1.15M

Sector Composition

Rank Sector Weight
1 Technology 3.54%
2 Financials 2.24%
3 Industrials 1.92%
4 Energy 1.81%
5 Healthcare 1.73%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MIXT
376
DELISTED
MIX TELEMATICS LIMITED
MIXT
$379K 0.02%
27,216
-1,081
-4% -$15.8K
HTGC icon
377
Hercules Capital
HTGC
$2.99B
$373K 0.02%
27,895
+17,421
+166% +$227K
IAU icon
378
iShares Gold Trust
IAU
$62.8B
$372K 0.02%
13,243
+6,189
+88% +$175K
LOW icon
379
Lowe's Companies
LOW
$121B
$372K 0.02%
3,404
+96
+3% +$10.1K
PNC icon
380
PNC Financial Services
PNC
$99.1B
$372K 0.02%
2,650
-33
-1% -$4.48K
HRL icon
381
Hormel Foods
HRL
$14.2B
$371K 0.02%
8,522
+3,196
+60% +$134K
PKW icon
382
Invesco BuyBack Achievers ETF
PKW
$1.72B
$370K 0.02%
5,915
-656
-10% -$40.9K
AGCO icon
383
AGCO
AGCO
$8.41B
$369K 0.01%
4,919
+597
+14% +$43.9K
SCD
384
LMP Capital and Income Fund
SCD
$351M
$366K 0.01%
26,090
+10,444
+67% +$144K
PSCT icon
385
Invesco S&P SmallCap Information Technology ETF
PSCT
$472M
$364K 0.01%
+12,783
New +$361K
WMB icon
386
Williams Companies
WMB
$85.8B
$364K 0.01%
15,088
+4,850
+47% +$122K
REZ icon
387
iShares Residential and Multisector Real Estate ETF
REZ
$906M
$362K 0.01%
4,542
-413
-8% -$31.8K
SCHA icon
388
Schwab U.S Small- Cap ETF
SCHA
$21.8B
$362K 0.01%
20,640
+3,388
+20% +$59.8K
VCLT icon
389
Vanguard Long-Term Corporate Bond ETF
VCLT
$8.81B
$357K 0.01%
3,526
-702
-17% -$69.8K
AMJ
390
DELISTED
JP Morgan Alerian MLP Index ETN 5/24/24
AMJ
$356K 0.01%
15,312
+1,202
+9% +$29K
IWO icon
391
iShares Russell 2000 Growth ETF
IWO
$14.1B
$354K 0.01%
1,833
+394
+27% +$78.1K
NVG icon
392
Nuveen AMT-Free Municipal Credit Income Fund
NVG
$2.67B
$353K 0.01%
21,064
+2,413
+13% +$39.6K
CMF icon
393
iShares California Muni Bond ETF
CMF
$4.55B
$352K 0.01%
5,741
+290
+5% +$17.8K
HTD
394
John Hancock Tax-Advantaged Dividend Income Fund
HTD
$912M
$352K 0.01%
+12,397
New +$323K
EMB icon
395
iShares JPMorgan USD Emerging Markets Bond ETF
EMB
$14.9B
$349K 0.01%
3,083
-799
-21% -$90.9K
GDX icon
396
VanEck Gold Miners ETF
GDX
$22.5B
$349K 0.01%
13,035
-2,599
-17% -$72.7K
GSK icon
397
GSK
GSK
$107B
$349K 0.01%
6,565
-1,032
-14% -$53.1K
SLYV icon
398
State Street SPDR S&P 600 Small Cap Value ETF
SLYV
$4.89B
$349K 0.01%
5,688
+805
+16% +$48.3K
DLTR icon
399
Dollar Tree
DLTR
$24.8B
$346K 0.01%
+3,026
New +$317K
DBO icon
400
Invesco DB Oil Fund
DBO
$401M
$344K 0.01%
36,370
-1,070
-3% -$10.5K
14 15
16
17 18

Similar funds

CWM
Congress Wealth Management Boston, Massachusetts $10.3B AUM 16.85% 1-Year Est. Return
CM
Churchill Management Los Angeles, California $9.21B AUM 19.91% 1-Year Est. Return
CIA
ClearBridge Investments (Australia) Sydney, Australia $4.56B AUM 24.16% 1-Year Est. Return
AWS
Atria Wealth Solutions New York $4.42B AUM 16.4% 1-Year Est. Return
FHA
First Horizon Advisors Memphis, Tennessee $3.85B AUM 16.99% 1-Year Est. Return
MME
Meag Munich Ergo Munich, Germany $3.54B AUM 20% 1-Year Est. Return
MC
Martin Currie Edinburgh, United Kingdom $2.61B AUM 29.41% 1-Year Est. Return
NFC
Northeast Financial Consultants Westport, Connecticut $2.45B AUM 15.14% 1-Year Est. Return

Avantax Advisory Services's Q3 2019 Portfolio in Review

As of Q3 2019, Avantax Advisory Services held 606 positions worth $2.47B, up 9% from $2.27B the previous quarter. Its ten largest holdings account for 57% of the portfolio.

Avantax Advisory Services deployed $212M of net new capital in Q3 2019, opening 92 new positions and adding to 353 existing holdings. Its largest new stake was WisdomTree Trust WisdomTree US SmallCap Quality Dividend Growth Fund: 64,011 shares worth $2.27M.

By sector, the portfolio is most concentrated in Technology at 3.5% of assets, up from 3.3% a quarter earlier, followed by Financials and Industrials.

On the sell side, the largest reduction was Vanguard International High Dividend Yield ETF, an estimated $2.77M trimmed.

  • Avantax Advisory Services's largest Q3 2019 buy was WisdomTree Trust WisdomTree US SmallCap Quality Dividend Growth Fund: 64,011 shares worth $2.27M.
  • Avantax Advisory Services added most to Virtus Real Asset Income ETF in Q3 2019, an estimated $15.7M increase.
  • Avantax Advisory Services's biggest Q3 2019 reduction was Vanguard International High Dividend Yield ETF, cutting an estimated $2.77M.
  • Avantax Advisory Services fully exited Highland Global Allocation Fund in Q3 2019, selling an estimated $1.49M.
  • Avantax Advisory Services's ten largest holdings make up 57% of its $2.47B portfolio in Q3 2019.
  • Avantax Advisory Services opened 92 new positions and closed 40 in Q3 2019.
  • Avantax Advisory Services's portfolio value rose 9% quarter-over-quarter to $2.47B.

Based on Avantax Advisory Services's 13F filing for Q3 2019, filed 8 Nov 2019.