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AAS

Avantax Advisory Services Portfolio holdings

AUM $18.2B
1-Year Est. Return 15.06%
This Fund
S&P 500
This Quarter Est. Return
+6.27%
1 Year Est. Return
+15.06%
3 Year Est. Return
+50.69%
5 Year Est. Return
+85.01%
10 Year Est. Return
–
AUM
$4.31B
AUM Growth
+$1.84B
Cap. Flow
+$1.64B
Cap. Flow %
37.93%
Top 10 Hldgs %
46.96%
Holding
858
New
275
Increased
472
Reduced
52
Closed
28

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$284M
2
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$164M
3
IWM icon
iShares Russell 2000 ETF
IWM
+$106M
4
IEFA icon
iShares Core MSCI EAFE ETF
IEFA
+$92.2M
5
IEMG icon
iShares Core MSCI Emerging Markets ETF
IEMG
+$47.6M

Top Sells

Rank Stock Value
1
PAYC icon
Paycom
PAYC
+$2.73M
2
ROP icon
Roper Technologies
ROP
+$1.82M
3
AAPL icon
Apple
AAPL
+$1.61M
4
RDIV icon
Invesco S&P Ultra Dividend Revenue ETF
RDIV
+$954K
5
CELG
Celgene Corp
CELG
+$919K

Sector Composition

Rank Sector Weight
1 Technology 2.65%
2 Financials 2.32%
3 Healthcare 1.59%
4 Energy 1.43%
5 Industrials 1.41%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CL icon
301
Colgate-Palmolive
CL
$74.8B
$1.19M 0.03%
17,352
+3,590
+26% +$245K
VXUS icon
302
Vanguard Total International Stock ETF
VXUS
$151B
$1.19M 0.03%
21,313
+7,915
+59% +$425K
AJG icon
303
Arthur J. Gallagher & Co
AJG
$69.1B
$1.18M 0.03%
+12,429
New +$1.14M
FYC icon
304
First Trust Small Cap Growth AlphaDEX Fund
FYC
$1.24B
$1.16M 0.03%
24,892
+5,480
+28% +$247K
IWS icon
305
iShares Russell Mid-Cap Value ETF
IWS
$15.7B
$1.14M 0.03%
+12,050
New +$1.1M
XLY icon
306
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
$21.7B
$1.12M 0.03%
17,762
+2,236
+14% +$136K
DTD icon
307
WisdomTree US Total Dividend Fund
DTD
$1.64B
$1.11M 0.03%
+21,102
New +$1.07M
FEM icon
308
First Trust Emerging Markets AlphaDEX Fund
FEM
$717M
$1.11M 0.03%
+41,922
New +$1.03M
MU icon
309
Micron Technology
MU
$835B
$1.11M 0.03%
20,611
-2,944
-12% -$141K
SCHA icon
310
Schwab U.S Small- Cap ETF
SCHA
$21.8B
$1.11M 0.03%
58,416
+37,776
+183% +$684K
IGM icon
311
iShares Expanded Tech Sector ETF
IGM
$9.57B
$1.11M 0.03%
27,438
+3,090
+13% +$118K
TSM icon
312
TSMC
TSM
$1.94T
$1.1M 0.03%
19,054
+14,201
+293% +$753K
IRDM icon
313
Iridium Communications
IRDM
$4.7B
$1.1M 0.03%
44,661
+12,662
+40% +$303K
NKE icon
314
Nike
NKE
$64.1B
$1.1M 0.03%
10,838
+1,048
+11% +$98.8K
FTSM icon
315
First Trust Enhanced Short Maturity ETF
FTSM
$6.51B
$1.09M 0.03%
18,166
+10,678
+143% +$642K
MGC icon
316
Vanguard Morningstar Mega Cap ETF
MGC
$9.71B
$1.09M 0.03%
9,755
+3,432
+54% +$366K
ISCB icon
317
iShares Morningstar Small-Cap ETF
ISCB
$281M
$1.09M 0.03%
23,092
+4,996
+28% +$227K
WPX
318
DELISTED
WPX Energy, Inc.
WPX
$1.09M 0.03%
79,248
– –
F icon
319
Ford
F
$60.9B
$1.09M 0.03%
116,931
+15,864
+16% +$143K
JPS
320
DELISTED
Nuveen Preferred & Income Securities Fund
JPS
$1.08M 0.03%
108,147
+86,687
+404% +$869K
NFLX icon
321
Netflix
NFLX
$307B
$1.07M 0.02%
33,150
-16,950
-34% -$503K
FEP icon
322
First Trust Europe AlphaDEX Fund
FEP
$515M
$1.07M 0.02%
+28,351
New +$1.02M
XLP icon
323
State Street Consumer Staples Select Sector SPDR ETF
XLP
$14.6B
$1.07M 0.02%
16,983
+197
+1% +$12.1K
MGK icon
324
Vanguard Morningstar Mega Cap Growth ETF
MGK
$31.3B
$1.06M 0.02%
36,440
+2,970
+9% +$82K
AMD icon
325
Advanced Micro Devices
AMD
$700B
$1.06M 0.02%
23,149
+339
+1% +$12.5K
11 12
13
14 15

Similar funds

CWM
Congress Wealth Management Boston, Massachusetts $10.3B AUM 16.85% 1-Year Est. Return
CM
Churchill Management Los Angeles, California $9.21B AUM 19.91% 1-Year Est. Return
CIA
ClearBridge Investments (Australia) Sydney, Australia $4.56B AUM 24.16% 1-Year Est. Return
AWS
Atria Wealth Solutions New York $4.42B AUM 16.4% 1-Year Est. Return
FHA
First Horizon Advisors Memphis, Tennessee $3.85B AUM 16.99% 1-Year Est. Return
MME
Meag Munich Ergo Munich, Germany $3.54B AUM 20% 1-Year Est. Return
MC
Martin Currie Edinburgh, United Kingdom $2.61B AUM 29.41% 1-Year Est. Return
NFC
Northeast Financial Consultants Westport, Connecticut $2.45B AUM 15.14% 1-Year Est. Return

Avantax Advisory Services's Q4 2019 Portfolio in Review

As of Q4 2019, Avantax Advisory Services held 858 positions worth $4.31B, up 74% from $2.47B the previous quarter. Its ten largest holdings account for 47% of the portfolio.

Avantax Advisory Services deployed $1.64B of net new capital in Q4 2019, opening 275 new positions and adding to 472 existing holdings. Its largest new stake was Invesco S&P 500 Pure Growth ETF: 596,715 shares worth $15.1M.

By sector, the portfolio is most concentrated in Technology at 2.7% of assets, down from 3.5% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Apple, an estimated $1.61M trimmed.

  • Avantax Advisory Services's largest Q4 2019 buy was Invesco S&P 500 Pure Growth ETF: 596,715 shares worth $15.1M.
  • Avantax Advisory Services added most to iShares Core S&P 500 ETF in Q4 2019, an estimated $284M increase.
  • Avantax Advisory Services's biggest Q4 2019 reduction was Apple, cutting an estimated $1.61M.
  • Avantax Advisory Services fully exited Paycom in Q4 2019, selling an estimated $2.73M.
  • Avantax Advisory Services's ten largest holdings make up 47% of its $4.31B portfolio in Q4 2019.
  • Avantax Advisory Services opened 275 new positions and closed 28 in Q4 2019.
  • Avantax Advisory Services's portfolio value rose 74% quarter-over-quarter to $4.31B.

Based on Avantax Advisory Services's 13F filing for Q4 2019, filed 14 Feb 2020.