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Aurora Private Wealth Portfolio holdings

AUM $158M
This Fund
S&P 500
This Quarter Est. Return
+7.17%
1 Year Est. Return
–
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$231M
AUM Growth
-$15.8M
Cap. Flow
-$30.7M
Cap. Flow %
-13.3%
Top 10 Hldgs %
46.74%
Holding
237
New
26
Increased
70
Reduced
91
Closed
30

Top Buys

Rank Stock Value
1
FLRN icon
State Street SPDR Bloomberg Investment Grade Floating Rate ETF
FLRN
+$3.42M
2
SCHP icon
Schwab US TIPS ETF
SCHP
+$3.09M
3
SPIP icon
State Street SPDR Portfolio TIPS ETF
SPIP
+$2.87M
4
FNOV icon
FT Vest US Equity Buffer ETF November
FNOV
+$1.04M
5
SCHD icon
Schwab US Dividend Equity ETF
SCHD
+$635K

Top Sells

Rank Stock Value
1
SHM icon
State Street SPDR Nuveen ICE Short Term Municipal Bond ETF
SHM
+$9M
2
AAPL icon
Apple
AAPL
+$5.35M
3
MRNA icon
Moderna
MRNA
+$3.33M
4
MAIN icon
Main Street Capital
MAIN
+$2.01M
5
AMZN icon
Amazon
AMZN
+$1.86M

Sector Composition

Rank Sector Weight
1 Technology 6.04%
2 Financials 4.57%
3 Healthcare 2.65%
4 Consumer Discretionary 2.51%
5 Communication Services 2.26%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
YYY icon
201
Amplify CEF High Income ETF
YYY
$717M
$170K 0.07%
+10,203
New +$172K
BFLY icon
202
Butterfly Network
BFLY
$2.14B
$104K 0.05%
15,545
– –
NLY icon
203
Annaly Capital Management
NLY
$17.3B
$99K 0.04%
3,177
-525
-14% -$17.6K
HIX
204
Western Asset High Income Fund II
HIX
$350M
$90K 0.04%
12,562
+255
+2% +$1.81K
ACB
205
Aurora Cannabis
ACB
$175M
$62K 0.03%
1,142
-50
-4% -$3.36K
EDU icon
206
New Oriental
EDU
$9B
$50K 0.02%
2,400
-100
-4% -$2.16K
SNMP
207
DELISTED
Evolve Transition Infrastructure LP
SNMP
$29K 0.01%
+1,667
New +$46.8K
AMZA icon
208
InfraCap MLP ETF
AMZA
$467M
– –
-20,750
Closed -$541K
BIZD icon
209
VanEck BDC Income ETF
BIZD
$1.6B
– –
-25,435
Closed -$436K
CAT icon
210
Caterpillar
CAT
$373B
– –
-6,024
Closed -$1.16M
CIBR icon
211
First Trust NASDAQ Cybersecurity ETF
CIBR
$14.1B
– –
-7,907
Closed -$385K
EEM icon
212
iShares MSCI Emerging Markets ETF
EEM
$28.6B
– –
-5,017
Closed -$253K
ETSY icon
213
Etsy
ETSY
$7.89B
– –
-2,205
Closed -$459K
FDL icon
214
First Trust Morningstar Dividend Leaders Index Fund
FDL
$7.74B
– –
-7,300
Closed -$239K
FPF
215
First Trust Intermediate Duration Preferred & Income Fund
FPF
$1.07B
– –
-30,551
Closed -$764K
GAIN icon
216
Gladstone Investment Corp
GAIN
$646M
– –
-132,473
Closed -$1.84M
GLAD icon
217
Gladstone Capital
GLAD
$426M
– –
-36,438
Closed -$823K
GUT
218
Gabelli Utility Trust
GUT
$569M
– –
-55,486
Closed -$425K
LMT icon
219
Lockheed Martin
LMT
$132B
– –
-595
Closed -$205K
MAIN icon
220
Main Street Capital
MAIN
$5.06B
– –
-48,797
Closed -$2.01M
MET icon
221
MetLife
MET
$62.5B
– –
-4,796
Closed -$296K
MRNA icon
222
Moderna
MRNA
$23B
– –
-8,656
Closed -$3.33M
ORC
223
Orchid Island Capital
ORC
$1.32B
– –
-6,157
Closed -$151K
OXSQ icon
224
Oxford Square Capital
OXSQ
$151M
– –
-17,777
Closed -$72K
PDT
225
John Hancock Premium Dividend Fund
PDT
$636M
– –
-26,108
Closed -$434K
6 7 8
9
10

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4A
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DAM
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PCP
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CF
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HEM
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SR
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BRWM
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Aurora Private Wealth's Q4 2021 Portfolio in Review

As of Q4 2021, Aurora Private Wealth held 237 positions worth $231M, down 6.4% from $246M the previous quarter. Its ten largest holdings account for 47% of the portfolio.

Aurora Private Wealth withdrew a net $30.7M in Q4 2021, closing 30 positions and reducing 91 holdings. Its most notable exit was Moderna, an estimated $3.33M position sold in full.

By sector, the portfolio is most concentrated in Technology at 6% of assets, down from 7.9% a quarter earlier, followed by Financials and Healthcare.

Against the trend, Aurora Private Wealth opened a new position in State Street SPDR Portfolio TIPS ETF worth $2.88M.

  • Aurora Private Wealth's largest Q4 2021 buy was State Street SPDR Portfolio TIPS ETF: 91,330 shares worth $2.88M.
  • Aurora Private Wealth added most to State Street SPDR Bloomberg Investment Grade Floating Rate ETF in Q4 2021, an estimated $3.42M increase.
  • Aurora Private Wealth's biggest Q4 2021 reduction was State Street SPDR Nuveen ICE Short Term Municipal Bond ETF, cutting an estimated $9M.
  • Aurora Private Wealth fully exited Moderna in Q4 2021, selling an estimated $3.33M.
  • Aurora Private Wealth's ten largest holdings make up 47% of its $231M portfolio in Q4 2021.
  • Aurora Private Wealth opened 26 new positions and closed 30 in Q4 2021.
  • Aurora Private Wealth's portfolio value fell 6.4% quarter-over-quarter to $231M.

Based on Aurora Private Wealth's 13F filing for Q4 2021, filed 2 Feb 2022.