Atria Investments’s GUGGENGEIM BULLETSHARES 2015 HIGH YIELD CORPORATE BOND ETF BSJF Stock Holding History

Atria Investments’s Portfolio BSJF Stock Details BSJF Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2014 Q1	–	Sell	-34,641	Closed	-$928K	–	481
2013 Q4	$928K	Sell	34,641 -19,004	-35%	-$511K	0.09%	196
2013 Q3	$1.43M	Sell	53,645 -20,789	-28%	-$552K	0.15%	99
2013 Q2	$1.95M	Buy	+74,434	New	+$2M	0.24%	64

Other funds holding BSJF

Guggenheim Capital Chicago, Illinois $12.9B AUM 27.3% 1-Year Est. Return

ACM

Aviance Capital Management Sarasota, Florida $668M AUM 6.48% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

BDF

Balasa Dinverno & Foltz $1.58B AUM 17.55% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Gradient Investments Arden Hills, Minnesota $7.25B AUM 20.71% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

Linscomb Wealth Houston, Texas $2.25B AUM 23.36% 1-Year Est. Return

UBS Zurich, Switzerland $136B AUM 16.36% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

Atria Investments's BSJF Position: Q1 2014 in Review

Atria Investments sold out of GUGGENGEIM BULLETSHARES 2015 HIGH YIELD CORPORATE BOND ETF (BSJF) in Q1 2014, closing a stake of 34,641 shares — an estimated $928K sold.

Atria Investments first reported a position in BSJF in Q2 2013 and held it in 3 quarters. The position peaked at $1.95M in Q2 2013. 60 funds tracked by Wall St. Rank hold BSJF as of Q1 2014.

Atria Investments reported no remaining GUGGENGEIM BULLETSHARES 2015 HIGH YIELD CORPORATE BOND ETF position as of Q1 2014 after selling out during the quarter.
Atria Investments sold 34,641 GUGGENGEIM BULLETSHARES 2015 HIGH YIELD CORPORATE BOND ETF shares in Q1 2014, an estimated $928K.
Atria Investments first reported a position in GUGGENGEIM BULLETSHARES 2015 HIGH YIELD CORPORATE BOND ETF in Q2 2013 and held it in 3 quarters.
Atria Investments's GUGGENGEIM BULLETSHARES 2015 HIGH YIELD CORPORATE BOND ETF position peaked at $1.95M in Q2 2013.
60 funds tracked by Wall St. Rank held GUGGENGEIM BULLETSHARES 2015 HIGH YIELD CORPORATE BOND ETF as of Q1 2014.

Based on Atria Investments's 13F filing for Q1 2014, filed 12 May 2014.