Assured Investment Management’s Sprott Physical Gold and Silver Trust CEF Stock Holding History

Assured Investment Management’s Portfolio CEF Stock Details CEF Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2015 Q1	–	Sell	-300,000	Closed	-$3.47M	–	582
2014 Q4	$3.47M	Hold	300,000	–	–	0.07%	170
2014 Q3	$3.69M	Hold	300,000	–	–	0.06%	167
2014 Q2	$4.36M	Hold	300,000	–	–	0.07%	148
2014 Q1	$4.13M	Hold	300,000	–	–	0.07%	180
2013 Q4	$3.98M	Buy	300,000 +62,139	+26%	+$873K	0.07%	166
2013 Q3	$3.5M	Sell	237,861 -138,019	-37%	-$2.06M	0.13%	109
2013 Q2	$5.11M	Buy	+375,880	New	+$6.13M	0.21%	82

Other funds holding CEF

SAC

Smith Affiliated Capital New York $86.5B AUM 5.91% 1-Year Est. Return

Parallax Volatility Advisers San Francisco, California $38.6B AUM 45.89% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Allianz Asset Management Munich, Germany $95.4B AUM 38.74% 1-Year Est. Return

Neuberger Berman Group New York $131B AUM 28.36% 1-Year Est. Return

AIM

Artemis Investment Management Edinburgh, United Kingdom $9.43B AUM 69.06% 1-Year Est. Return

Canada Life Winnipeg, Manitoba, Canada $55.8B AUM 26.04% 1-Year Est. Return

Capstone Investment Advisors New York $57.4B AUM 26.91% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

PAMP

Polar Asset Management Partners Toronto, Ontario, Canada $5.01B AUM 35.27% 1-Year Est. Return

Assured Investment Management's CEF Position: Q1 2015 in Review

Assured Investment Management sold out of Sprott Physical Gold and Silver Trust (CEF) in Q1 2015, closing a stake of 300,000 shares — an estimated $3.47M sold.

Assured Investment Management first reported a position in CEF in Q2 2013 and held it in 7 quarters. The position peaked at $5.11M in Q2 2013. 191 funds tracked by Wall St. Rank hold CEF as of Q1 2015.

Assured Investment Management reported no remaining Sprott Physical Gold and Silver Trust position as of Q1 2015 after selling out during the quarter.
Assured Investment Management sold 300,000 Sprott Physical Gold and Silver Trust shares in Q1 2015, an estimated $3.47M.
Assured Investment Management first reported a position in Sprott Physical Gold and Silver Trust in Q2 2013 and held it in 7 quarters.
Assured Investment Management's Sprott Physical Gold and Silver Trust position peaked at $5.11M in Q2 2013.
191 funds tracked by Wall St. Rank held Sprott Physical Gold and Silver Trust as of Q1 2015.

Based on Assured Investment Management's 13F filing for Q1 2015, filed 15 May 2015.