Assenagon Asset Management’s State Street Financial Select Sector SPDR ETF XLF Stock Holding History

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2020 Q1	–	Sell	-1,360,000	Closed	-$41.9M	–	1027
2019 Q4	$41.9M	Sell	1,360,000 -1,450,000	-52%	-$42.6M	0.26%	67
2019 Q3	$78.7M	Sell	2,810,000 -110,000	-4%	-$3.04M	0.53%	46
2019 Q2	$80.6M	Buy	2,920,000 +110,000	+4%	+$2.98M	0.61%	41
2019 Q1	$72.2M	Sell	2,810,000 -3,830,000	-58%	-$98.8M	0.68%	29
2018 Q4	$158M	Hold	6,640,000	–	–	1.79%	8
2018 Q3	$183M	Buy	6,640,000 +460,000	+7%	+$12.9M	1.81%	7
2018 Q2	$164M	Buy	6,180,000 +650,000	+12%	+$17.9M	1.9%	7
2018 Q1	$152M	Sell	5,530,000 -1,550,000	-22%	-$44.6M	1.99%	7
2017 Q4	$198M	Buy	7,080,000 +2,910,000	+70%	+$78.3M	2.03%	7
2017 Q3	$108M	Buy	4,170,000 +2,020,000	+94%	+$50.4M	1%	25
2017 Q2	$53M	Buy	2,150,000 +1,800,000	+514%	+$42.7M	1.15%	27
2017 Q1	$8.31M	Buy	+350,000	New	+$8.38M	0.18%	82