Ascend Capital’s Unum UNM Stock Holding History

Ascend Capital’s Portfolio UNM Stock Details UNM Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2013 Q4	–	Sell	-407,854	Closed	-$12.4M	–	235
2013 Q3	$12.4M	Buy	407,854 +11,598	+3%	+$356K	0.46%	70
2013 Q2	$11.6M	Buy	+396,256	New	+$11M	0.49%	64

Other funds holding UNM

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

Fidelity Investments Boston, Massachusetts $1.9T AUM 41.92% 1-Year Est. Return

State Street Boston, Massachusetts $2.9T AUM 29.55% 1-Year Est. Return

Wellington Management Group Boston, Massachusetts $535B AUM 26.23% 1-Year Est. Return

Hotchkis & Wiley Capital Management Los Angeles, California $32.4B AUM 17.21% 1-Year Est. Return

JP Morgan Chase New York $1.56T AUM 27.86% 1-Year Est. Return

NIMC

NWQ Investment Management Company Los Angeles, California $2.22B AUM 6.84% 1-Year Est. Return

Ameriprise Minneapolis, Minnesota $432B AUM 30.22% 1-Year Est. Return

BIT

BlackRock Institutional Trust San Francisco, California $675B AUM 16.07% 1-Year Est. Return

Neuberger Berman Group New York $131B AUM 28.36% 1-Year Est. Return

Ascend Capital's UNM Position: Q4 2013 in Review

Ascend Capital sold out of Unum (UNM) in Q4 2013, closing a stake of 407,854 shares — an estimated $12.4M sold.

Ascend Capital first reported a position in UNM in Q2 2013 and held it in 2 quarters. The position peaked at $12.4M in Q3 2013. 389 funds tracked by Wall St. Rank hold UNM as of Q4 2013.

Ascend Capital reported no remaining Unum position as of Q4 2013 after selling out during the quarter.
Ascend Capital sold 407,854 Unum shares in Q4 2013, an estimated $12.4M.
Ascend Capital first reported a position in Unum in Q2 2013 and held it in 2 quarters.
Ascend Capital's Unum position peaked at $12.4M in Q3 2013.
389 funds tracked by Wall St. Rank held Unum as of Q4 2013.

Based on Ascend Capital's 13F filing for Q4 2013, filed 14 Feb 2014.