Ascend Capital’s Johnson Controls International JCI Stock Holding History

Ascend Capital’s Portfolio JCI Stock Details JCI Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2017 Q1	–	Sell	-660,112	Closed	-$27.2M	–	156
2016 Q4	$27.2M	Buy	+660,112	New	+$28.9M	1.36%	22
2014 Q4	–	Sell	-179,138	Closed	-$8.25M	–	190
2014 Q3	$8.25M	Buy	+179,138	New	+$9.03M	0.24%	120
2014 Q2	–	Sell	-338,227	Closed	-$16.8M	–	196
2014 Q1	$16.8M	Buy	338,227 +242,727	+254%	+$12.3M	0.44%	69
2013 Q4	$5.13M	Sell	95,500 -238,750	-71%	-$11.8M	0.16%	137
2013 Q3	$14.5M	Sell	334,250 -620,750	-65%	-$26.3M	0.54%	59
2013 Q2	$35.8M	Buy	+955,000	New	+$35.6M	1.52%	13

Other funds holding JCI

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

BlackRock New York $6.73T AUM 46.02% 1-Year Est. Return

T. Rowe Price Associates Baltimore, Maryland $999B AUM 46.22% 1-Year Est. Return

Capital World Investors Los Angeles, California $846B AUM 46.74% 1-Year Est. Return

Barrow, Hanley, Mewhinney & Strauss Dallas, Texas $33B AUM 40.62% 1-Year Est. Return

Massachusetts Financial Services Boston, Massachusetts $315B AUM 27.84% 1-Year Est. Return

State Street Boston, Massachusetts $3.37T AUM 44.26% 1-Year Est. Return

Dodge & Cox San Francisco, California $191B AUM 17.5% 1-Year Est. Return

ClearBridge Investments New York $121B AUM 27.52% 1-Year Est. Return

Invesco Atlanta, Georgia $1.26T AUM 61.52% 1-Year Est. Return

Ascend Capital's JCI Position: Q1 2017 in Review

Ascend Capital sold out of Johnson Controls International (JCI) in Q1 2017, closing a stake of 660,112 shares — an estimated $27.2M sold.

Ascend Capital first reported a position in JCI in Q2 2013 and held it in 6 quarters. The position peaked at $35.8M in Q2 2013. 822 funds tracked by Wall St. Rank hold JCI as of Q1 2017.

Ascend Capital reported no remaining Johnson Controls International position as of Q1 2017 after selling out during the quarter.
Ascend Capital sold 660,112 Johnson Controls International shares in Q1 2017, an estimated $27.2M.
Ascend Capital first reported a position in Johnson Controls International in Q2 2013 and held it in 6 quarters.
Ascend Capital's Johnson Controls International position peaked at $35.8M in Q2 2013.
822 funds tracked by Wall St. Rank held Johnson Controls International as of Q1 2017.

Based on Ascend Capital's 13F filing for Q1 2017, filed 15 May 2017.