Ascend Capital’s Green Plains GPRE Stock Holding History

Ascend Capital’s Portfolio GPRE Stock Details GPRE Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2016 Q3	–	Sell	-55,000	Closed	-$1.08M	–	139
2016 Q2	$1.08M	Buy	+55,000	New	+$967K	0.07%	131
2015 Q1	–	Sell	-100,523	Closed	-$2.49M	–	185
2014 Q4	$2.49M	Sell	100,523 -66,248	-40%	-$1.99M	0.1%	140
2014 Q3	$6.24M	Buy	166,771 +66,771	+67%	+$2.67M	0.18%	137
2014 Q2	$3.29M	Hold	100,000	–	–	0.11%	149
2014 Q1	$3M	Buy	100,000 +8,599	+9%	+$211K	0.08%	164
2013 Q4	$1.77M	Sell	91,401 -195,506	-68%	-$3.23M	0.05%	166
2013 Q3	$4.6M	Buy	+286,907	New	+$4.63M	0.17%	137

Other funds holding GPRE

TCP

Tourbillon Capital Partners New York $6.26M AUM 42.29% 1-Year Est. Return

Dimensional Fund Advisors Austin, Texas $481B AUM 30.42% 1-Year Est. Return

BFA

BlackRock Fund Advisors San Francisco, California $542B AUM 18.13% 1-Year Est. Return

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

VanEck Associates New York $133B AUM 72.99% 1-Year Est. Return

State Street Boston, Massachusetts $2.9T AUM 29.55% 1-Year Est. Return

WS Management Jacksonville, Florida $1.13B AUM 53.44% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Northern Trust Chicago, Illinois $757B AUM 28.64% 1-Year Est. Return

D.E. Shaw & Co New York $166B AUM 43.98% 1-Year Est. Return

Ascend Capital's GPRE Position: Q3 2016 in Review

Ascend Capital sold out of Green Plains (GPRE) in Q3 2016, closing a stake of 55,000 shares — an estimated $1.08M sold.

Ascend Capital first reported a position in GPRE in Q3 2013 and held it in 7 quarters. The position peaked at $6.24M in Q3 2014. 168 funds tracked by Wall St. Rank hold GPRE as of Q3 2016.

Ascend Capital reported no remaining Green Plains position as of Q3 2016 after selling out during the quarter.
Ascend Capital sold 55,000 Green Plains shares in Q3 2016, an estimated $1.08M.
Ascend Capital first reported a position in Green Plains in Q3 2013 and held it in 7 quarters.
Ascend Capital's Green Plains position peaked at $6.24M in Q3 2014.
168 funds tracked by Wall St. Rank held Green Plains as of Q3 2016.

Based on Ascend Capital's 13F filing for Q3 2016, filed 14 Nov 2016.