Ascend Capital’s Capital One COF Stock Holding History

Ascend Capital’s Portfolio COF Stock Details COF Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2018 Q2	–	Sell	-70,128	Closed	-$6.72M	–	187
2018 Q1	$6.72M	Sell	70,128 -6,357	-8%	-$633K	0.27%	110
2017 Q4	$7.62M	Buy	+76,485	New	+$6.98M	0.29%	99
2015 Q2	–	Sell	-83,852	Closed	-$6.61M	–	156
2015 Q1	$6.61M	Sell	83,852 -365,129	-81%	-$28.7M	0.23%	103
2014 Q4	$37.1M	Buy	448,981 +342,207	+320%	+$27.8M	1.42%	20
2014 Q3	$8.71M	Buy	+106,774	New	+$8.73M	0.26%	115
2014 Q2	–	Sell	-193,375	Closed	-$14.9M	–	181
2014 Q1	$14.9M	Buy	+193,375	New	+$14.2M	0.39%	80

Other funds holding COF

Dodge & Cox San Francisco, California $182B AUM 14.68% 1-Year Est. Return

Capital World Investors Los Angeles, California $733B AUM 35.63% 1-Year Est. Return

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

BlackRock New York $5.72T AUM 30.48% 1-Year Est. Return

State Street Boston, Massachusetts $2.9T AUM 29.55% 1-Year Est. Return

Fidelity Investments Boston, Massachusetts $1.9T AUM 41.92% 1-Year Est. Return

JP Morgan Chase New York $1.56T AUM 27.86% 1-Year Est. Return

DSA

Davis Selected Advisers Tucson, Arizona $21.8B AUM 23.45% 1-Year Est. Return

Franklin Resources San Mateo, California $408B AUM 30.18% 1-Year Est. Return

Harris Associates Chicago, Illinois $75B AUM 11.27% 1-Year Est. Return

Ascend Capital's COF Position: Q2 2018 in Review

Ascend Capital sold out of Capital One (COF) in Q2 2018, closing a stake of 70,128 shares — an estimated $6.72M sold.

Ascend Capital first reported a position in COF in Q1 2014 and held it in 6 quarters. The position peaked at $37.1M in Q4 2014. 915 funds tracked by Wall St. Rank hold COF as of Q2 2018.

Ascend Capital reported no remaining Capital One position as of Q2 2018 after selling out during the quarter.
Ascend Capital sold 70,128 Capital One shares in Q2 2018, an estimated $6.72M.
Ascend Capital first reported a position in Capital One in Q1 2014 and held it in 6 quarters.
Ascend Capital's Capital One position peaked at $37.1M in Q4 2014.
915 funds tracked by Wall St. Rank held Capital One as of Q2 2018.

Based on Ascend Capital's 13F filing for Q2 2018, filed 13 Aug 2018.