Ascend Capital’s British American Tobacco BTI Stock Holding History

Ascend Capital’s Portfolio BTI Stock Details BTI Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2014 Q1	–	Sell	-157,146	Closed	-$8.44M	–	188
2013 Q4	$8.44M	Sell	157,146 -42,336	-21%	-$2.25M	0.26%	106
2013 Q3	$10.5M	Sell	199,482 -150,518	-43%	-$7.96M	0.39%	87
2013 Q2	$18M	Buy	+350,000	New	+$19.3M	0.77%	45

Other funds holding BTI

Fidelity Investments Boston, Massachusetts $1.9T AUM 41.92% 1-Year Est. Return

UBS Zurich, Switzerland $136B AUM 16.36% 1-Year Est. Return

WHV Investments San Francisco, California $187M AUM 14.29% 1-Year Est. Return

Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return

SCCM

Schafer Cullen Capital Management New York $491M AUM 41.48% 1-Year Est. Return

Lazard Asset Management New York $60.8B AUM 22.47% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

JP Morgan Chase New York $1.56T AUM 27.86% 1-Year Est. Return

Northern Trust Chicago, Illinois $757B AUM 28.64% 1-Year Est. Return

MAA

Managed Account Advisors Jersey City, New Jersey $121B AUM 7.32% 1-Year Est. Return

Ascend Capital's BTI Position: Q1 2014 in Review

Ascend Capital sold out of British American Tobacco (BTI) in Q1 2014, closing a stake of 157,146 shares — an estimated $8.44M sold.

Ascend Capital first reported a position in BTI in Q2 2013 and held it in 3 quarters. The position peaked at $18M in Q2 2013. 222 funds tracked by Wall St. Rank hold BTI as of Q1 2014.

Ascend Capital reported no remaining British American Tobacco position as of Q1 2014 after selling out during the quarter.
Ascend Capital sold 157,146 British American Tobacco shares in Q1 2014, an estimated $8.44M.
Ascend Capital first reported a position in British American Tobacco in Q2 2013 and held it in 3 quarters.
Ascend Capital's British American Tobacco position peaked at $18M in Q2 2013.
222 funds tracked by Wall St. Rank held British American Tobacco as of Q1 2014.

Based on Ascend Capital's 13F filing for Q1 2014, filed 14 May 2014.