Ascend Capital’s Bank of New York Mellon BNY Stock Holding History

Ascend Capital’s Portfolio BNY Stock Details BNY Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2015 Q1	–	Sell	-145,581	Closed	-$5.91M	–	172
2014 Q4	$5.91M	Buy	+145,581	New	+$5.7M	0.23%	115
2013 Q4	–	Sell	-82,785	Closed	-$2.5M	–	187
2013 Q3	$2.5M	Buy	+82,785	New	+$2.54M	0.09%	171

Other funds holding BNY

Dodge & Cox San Francisco, California $182B AUM 14.68% 1-Year Est. Return

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

State Street Boston, Massachusetts $2.9T AUM 29.55% 1-Year Est. Return

T. Rowe Price Associates Baltimore, Maryland $865B AUM 30.76% 1-Year Est. Return

DSA

Davis Selected Advisers Tucson, Arizona $21.8B AUM 23.45% 1-Year Est. Return

Massachusetts Financial Services Boston, Massachusetts $298B AUM 21.96% 1-Year Est. Return

TFM

Trian Fund Management New York $3.86B AUM 26.59% 1-Year Est. Return

BIT

BlackRock Institutional Trust San Francisco, California $675B AUM 16.07% 1-Year Est. Return

First Eagle Investment Management New York $59B AUM 32.99% 1-Year Est. Return

FMI

Fiduciary Management Inc Milwaukee, Wisconsin $8.06B AUM 6.78% 1-Year Est. Return

Ascend Capital's BNY Position: Q1 2015 in Review

Ascend Capital sold out of Bank of New York Mellon (BNY) in Q1 2015, closing a stake of 145,581 shares — an estimated $5.91M sold.

Ascend Capital first reported a position in BNY in Q3 2013 and held it in 2 quarters. The position peaked at $5.91M in Q4 2014. 853 funds tracked by Wall St. Rank hold BNY as of Q1 2015.

Ascend Capital reported no remaining Bank of New York Mellon position as of Q1 2015 after selling out during the quarter.
Ascend Capital sold 145,581 Bank of New York Mellon shares in Q1 2015, an estimated $5.91M.
Ascend Capital first reported a position in Bank of New York Mellon in Q3 2013 and held it in 2 quarters.
Ascend Capital's Bank of New York Mellon position peaked at $5.91M in Q4 2014.
853 funds tracked by Wall St. Rank held Bank of New York Mellon as of Q1 2015.

Based on Ascend Capital's 13F filing for Q1 2015, filed 14 May 2015.