Ascend Capital’s BGC Group BGC Stock Holding History

Ascend Capital’s Portfolio BGC Stock Details BGC Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2018 Q3	–	Sell	-310,425	Closed	-$2.26M	–	177
2018 Q2	$2.26M	Buy	310,425 +191,427	+161%	+$1.53M	0.11%	140
2018 Q1	$1.03M	Buy	+118,998	New	+$1.07M	0.04%	178

Other funds holding BGC

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

Principal Financial Group Des Moines, Iowa $187B AUM 18.48% 1-Year Est. Return

BlackRock New York $5.72T AUM 30.48% 1-Year Est. Return

Point72 Asset Management Stamford, Connecticut $78.1B AUM 55.25% 1-Year Est. Return

CCMLC

Cardinal Capital Management LLC (Connecticut) Greenwich, Connecticut $365M AUM 18.32% 1-Year Est. Return

RJA

Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return

Goldman Sachs New York $871B AUM 31.28% 1-Year Est. Return

State Street Boston, Massachusetts $2.9T AUM 29.55% 1-Year Est. Return

Renaissance Technologies New York $63.9B AUM 45.56% 1-Year Est. Return

BBHC

Brown Brothers Harriman & Co New York $18.6B AUM 15.81% 1-Year Est. Return

Ascend Capital's BGC Position: Q3 2018 in Review

Ascend Capital sold out of BGC Group (BGC) in Q3 2018, closing a stake of 310,425 shares — an estimated $2.26M sold.

Ascend Capital first reported a position in BGC in Q1 2018 and held it in 2 quarters. The position peaked at $2.26M in Q2 2018. 276 funds tracked by Wall St. Rank hold BGC as of Q3 2018.

Ascend Capital reported no remaining BGC Group position as of Q3 2018 after selling out during the quarter.
Ascend Capital sold 310,425 BGC Group shares in Q3 2018, an estimated $2.26M.
Ascend Capital first reported a position in BGC Group in Q1 2018 and held it in 2 quarters.
Ascend Capital's BGC Group position peaked at $2.26M in Q2 2018.
276 funds tracked by Wall St. Rank held BGC Group as of Q3 2018.

Based on Ascend Capital's 13F filing for Q3 2018, filed 13 Nov 2018.