Ascend Capital’s Baxter International BAX Stock Holding History

Ascend Capital’s Portfolio BAX Stock Details BAX Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2015 Q3	–	Sell	-1,529,089	Closed	-$31.8M	–	132
2015 Q2	$31.8M	Sell	1,529,089 -459,462	-23%	-$17.2M	1.05%	33
2015 Q1	$74M	Buy	+1,988,551	New	+$75.4M	2.55%	4
2014 Q2	–	Sell	-92,050	Closed	-$3.68M	–	171
2014 Q1	$3.68M	Buy	+92,050	New	+$3.44M	0.1%	156

Other funds holding BAX

Third Point New York $2.08B AUM 27.04% 1-Year Est. Return

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

Wellington Management Group Boston, Massachusetts $535B AUM 26.23% 1-Year Est. Return

State Street Boston, Massachusetts $2.9T AUM 29.55% 1-Year Est. Return

BIT

BlackRock Institutional Trust San Francisco, California $675B AUM 16.07% 1-Year Est. Return

State Farm Mutual Automobile Insurance Bloomington, Illinois $127B AUM 32.55% 1-Year Est. Return

Jana Partners New York $1.34B AUM 4.95% 1-Year Est. Return

Capital World Investors Los Angeles, California $733B AUM 35.63% 1-Year Est. Return

YCMGA

York Capital Management Global Advisors New York $87.8M AUM 45.55% 1-Year Est. Return

AAM

Aberdeen Asset Management Aberdeen, United Kingdom $30B AUM 22.46% 1-Year Est. Return

Ascend Capital's BAX Position: Q3 2015 in Review

Ascend Capital sold out of Baxter International (BAX) in Q3 2015, closing a stake of 1,529,089 shares — an estimated $31.8M sold.

Ascend Capital first reported a position in BAX in Q1 2014 and held it in 3 quarters. The position peaked at $74M in Q1 2015. 888 funds tracked by Wall St. Rank hold BAX as of Q3 2015.

Ascend Capital reported no remaining Baxter International position as of Q3 2015 after selling out during the quarter.
Ascend Capital sold 1,529,089 Baxter International shares in Q3 2015, an estimated $31.8M.
Ascend Capital first reported a position in Baxter International in Q1 2014 and held it in 3 quarters.
Ascend Capital's Baxter International position peaked at $74M in Q1 2015.
888 funds tracked by Wall St. Rank held Baxter International as of Q3 2015.

Based on Ascend Capital's 13F filing for Q3 2015, filed 13 Nov 2015.