Arosa Capital Management’s Rice Energy Inc. RICE Stock Holding History

Arosa Capital Management’s Portfolio RICE Stock Details RICE Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2017 Q3	–	Sell	-262,875	Closed	-$7M	–	74
2017 Q2	$7M	Buy	+262,875	New	+$5.83M	0.76%	34
2015 Q3	–	Sell	-124,500	Closed	-$2.59M	–	57
2015 Q2	$2.59M	Sell	124,500 -162,338	-57%	-$3.69M	0.45%	41
2015 Q1	$6.24M	Buy	+286,838	New	+$5.45M	1.36%	24

Other funds holding RICE

ALS

Andrew L. Share $214M AUM 14.75% 1-Year Est. Return

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

Goldman Sachs New York $871B AUM 31.28% 1-Year Est. Return

Viking Global Investors Stamford, Connecticut $35.7B AUM 21.3% 1-Year Est. Return

BlackRock New York $5.72T AUM 30.48% 1-Year Est. Return

AQR Arbitrage Greenwich, Connecticut $6.09B AUM 27.01% 1-Year Est. Return

Magnetar Financial Evanston, Illinois $9.84B AUM 190.64% 1-Year Est. Return

OAM

Oxford Asset Management Oxford, United Kingdom $232M AUM 31% 1-Year Est. Return

LRM

Lime Rock Management Westport, Connecticut $7.54M AUM 22.09% 1-Year Est. Return

D.E. Shaw & Co New York $166B AUM 43.98% 1-Year Est. Return

Arosa Capital Management's RICE Position: Q3 2017 in Review

Arosa Capital Management sold out of Rice Energy Inc. (RICE) in Q3 2017, closing a stake of 262,875 shares — an estimated $7M sold.

Arosa Capital Management first reported a position in RICE in Q1 2015 and held it in 3 quarters. The position peaked at $7M in Q2 2017. 245 funds tracked by Wall St. Rank hold RICE as of Q3 2017.

Arosa Capital Management reported no remaining Rice Energy Inc. position as of Q3 2017 after selling out during the quarter.
Arosa Capital Management sold 262,875 Rice Energy Inc. shares in Q3 2017, an estimated $7M.
Arosa Capital Management first reported a position in Rice Energy Inc. in Q1 2015 and held it in 3 quarters.
Arosa Capital Management's Rice Energy Inc. position peaked at $7M in Q2 2017.
245 funds tracked by Wall St. Rank held Rice Energy Inc. as of Q3 2017.

Based on Arosa Capital Management's 13F filing for Q3 2017, filed 14 Nov 2017.