Arete Wealth Advisors’s Innovator Defined Wealth Shield ETF BALT Stock Holding History

Arete Wealth Advisors’s Portfolio BALT Stock Details BALT Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2026 Q1	–	Sell	-21,083	Closed	-$706K	–	353
2025 Q4	$706K	Buy	21,083 +333	+2%	+$11K	0.04%	356
2025 Q3	$681K	Sell	20,750 -2,330	-10%	-$75.7K	0.04%	362
2025 Q2	$740K	Sell	23,080 -4,793	-17%	-$151K	0.05%	310
2025 Q1	$875K	Buy	27,873 +15,723	+129%	+$497K	0.07%	267
2024 Q4	$382K	Hold	12,150	–	–	0.03%	494
2024 Q3	$375K	Hold	12,150	–	–	0.03%	461
2024 Q2	$365K	Buy	12,150 +2,000	+20%	+$58.9K	0.03%	481
2024 Q1	$297K	Buy	+10,150	New	+$294K	0.03%	345

Other funds holding BALT

Wealthquest Cincinnati, Ohio $1.59B AUM 18.1% 1-Year Est. Return

Raymond James Financial St Petersburg, Florida $324B AUM 22.36% 1-Year Est. Return

Osaic Holdings Scottsdale, Arizona $68.3B AUM 20.5% 1-Year Est. Return

Envestnet Asset Management Chicago, Illinois $374B AUM 17.66% 1-Year Est. Return

Cetera Investment Advisers Schaumburg, Illinois $94B AUM 20.14% 1-Year Est. Return

LJCM

Lee Johnson Capital Management Fort Worth, Texas $279M AUM 40.65% 1-Year Est. Return

FIA

Foundations Investment Advisors Phoenix, Arizona $8.07B AUM 24.97% 1-Year Est. Return

KWM

Kingsview Wealth Management Grants Pass, Oregon $7.33B AUM 16.07% 1-Year Est. Return

RWP

Reliant Wealth Planning Louisville, Kentucky $331M AUM 10.94% 1-Year Est. Return

Commonwealth Equity Services Waltham, Massachusetts $71.6B AUM 21.08% 1-Year Est. Return

Arete Wealth Advisors's BALT Position: Q1 2026 in Review

Arete Wealth Advisors sold out of Innovator Defined Wealth Shield ETF (BALT) in Q1 2026, closing a stake of 21,083 shares — an estimated $706K sold.

Arete Wealth Advisors first reported a position in BALT in Q1 2024 and held it in 8 quarters. The position peaked at $875K in Q1 2025. 277 funds tracked by Wall St. Rank hold BALT as of Q1 2026.

Arete Wealth Advisors reported no remaining Innovator Defined Wealth Shield ETF position as of Q1 2026 after selling out during the quarter.
Arete Wealth Advisors sold 21,083 Innovator Defined Wealth Shield ETF shares in Q1 2026, an estimated $706K.
Arete Wealth Advisors first reported a position in Innovator Defined Wealth Shield ETF in Q1 2024 and held it in 8 quarters.
Arete Wealth Advisors's Innovator Defined Wealth Shield ETF position peaked at $875K in Q1 2025.
277 funds tracked by Wall St. Rank held Innovator Defined Wealth Shield ETF as of Q1 2026.

Based on Arete Wealth Advisors's 13F filing for Q1 2026, filed 18 May 2026.