Ares Management’s Capstead Mortgage Corp. CMO Stock Holding History

Ares Management’s Portfolio CMO Stock Details CMO Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2017 Q4	–	Sell	-14,000	Closed	-$135K	–	72
2017 Q3	$135K	Hold	14,000	–	–	﹤0.01%	58
2017 Q2	$146K	Hold	14,000	–	–	﹤0.01%	56
2017 Q1	$148K	Hold	14,000	–	–	0.01%	51
2016 Q4	$143K	Buy	14,000 +2,000	+17%	+$19.6K	0.01%	51
2016 Q3	$113K	Buy	+12,000	New	+$119K	0.01%	50

Other funds holding CMO

BlackRock New York $6.73T AUM 46.02% 1-Year Est. Return

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

PIM

Paradice Investment Management Denver, Colorado $627M AUM 43.41% 1-Year Est. Return

JP Morgan Chase New York $1.81T AUM 41.13% 1-Year Est. Return

WAM

Wolverine Asset Management Chicago, Illinois $11.4B AUM 5.65% 1-Year Est. Return

State Street Boston, Massachusetts $3.37T AUM 44.26% 1-Year Est. Return

Northern Trust Chicago, Illinois $860B AUM 41.15% 1-Year Est. Return

UBS Group Zurich, Switzerland $786B AUM 40.34% 1-Year Est. Return

Invesco Atlanta, Georgia $1.26T AUM 61.52% 1-Year Est. Return

Renaissance Technologies New York $72.6B AUM 54.88% 1-Year Est. Return

Ares Management's CMO Position: Q4 2017 in Review

Ares Management sold out of Capstead Mortgage Corp. (CMO) in Q4 2017, closing a stake of 14,000 shares — an estimated $135K sold.

Ares Management first reported a position in CMO in Q3 2016 and held it in 5 quarters. The position peaked at $148K in Q1 2017. 184 funds tracked by Wall St. Rank hold CMO as of Q4 2017.

Ares Management reported no remaining Capstead Mortgage Corp. position as of Q4 2017 after selling out during the quarter.
Ares Management sold 14,000 Capstead Mortgage Corp. shares in Q4 2017, an estimated $135K.
Ares Management first reported a position in Capstead Mortgage Corp. in Q3 2016 and held it in 5 quarters.
Ares Management's Capstead Mortgage Corp. position peaked at $148K in Q1 2017.
184 funds tracked by Wall St. Rank held Capstead Mortgage Corp. as of Q4 2017.

Based on Ares Management's 13F filing for Q4 2017, filed 13 Feb 2018.