Ares Management’s Credit Suisse Asset Management Income Fund CIK Stock Holding History

Ares Management’s Portfolio CIK Stock Details CIK Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2021 Q2	–	Sell	-93,062	Closed	-$315K	–	48
2021 Q1	$315K	Buy	93,062 +43,062	+86%	+$141K	0.01%	39
2020 Q4	$158K	Buy	+50,000	New	+$154K	0.01%	35
2019 Q3	–	Sell	-131,362	Closed	-$409K	–	59
2019 Q2	$409K	Hold	131,362	–	–	0.03%	41
2019 Q1	$407K	Buy	131,362 +57,402	+78%	+$172K	0.03%	45
2018 Q4	$205K	Sell	73,960 -50,000	-40%	-$148K	0.01%	69
2018 Q3	$393K	Buy	123,960 +60,000	+94%	+$189K	0.02%	48
2018 Q2	$202K	Hold	63,960	–	–	0.01%	50
2018 Q1	$204K	Buy	63,960 +33,960	+113%	+$111K	0.01%	51
2017 Q4	$99K	Buy	+30,000	New	+$99.7K	﹤0.01%	66

Other funds holding CIK

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

Sit Investment Associates Minneapolis, Minnesota $4.93B AUM 12.22% 1-Year Est. Return

Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return

Bank of America

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Sigma Planning Corp Ann Arbor, Michigan $3.6B AUM 24.57% 1-Year Est. Return

B. Riley Wealth Advisors Boca Raton, Florida $1.87B AUM 37.01% 1-Year Est. Return

Fiera Capital (Canada)

Fiera Capital (Canada) Montreal, Quebec, Canada $29.2B AUM 20.16% 1-Year Est. Return

Mid Atlantic Financial Management Pittsburgh, Pennsylvania $1.49B AUM 24.08% 1-Year Est. Return

MML Investors Services

MML Investors Services Springfield, Massachusetts $36.1B AUM 19.68% 1-Year Est. Return

IMS Capital Management Portland, Oregon $217M AUM 18.69% 1-Year Est. Return