Archford Capital Strategies’s Innovator Defined Wealth Shield ETF BALT Stock Holding History

Archford Capital Strategies’s Portfolio BALT Stock Details BALT Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2026 Q1	–	Sell	-120,031	Closed	-$4.02M	–	346
2025 Q4	$4.02M	Buy	120,031 +4,092	+4%	+$135K	0.47%	49
2025 Q3	$3.81M	Buy	115,939 +51,725	+81%	+$1.68M	0.45%	53
2025 Q2	$2.06M	Buy	64,214 +9,107	+17%	+$288K	0.26%	91
2025 Q1	$1.73M	Buy	+55,107	New	+$1.74M	0.25%	105

Other funds holding BALT

Wealthquest Cincinnati, Ohio $1.59B AUM 18.1% 1-Year Est. Return

Raymond James Financial St Petersburg, Florida $369B AUM 28.27% 1-Year Est. Return

Osaic Holdings Scottsdale, Arizona $85.1B AUM 27.35% 1-Year Est. Return

Envestnet Asset Management Chicago, Illinois $424B AUM 22.9% 1-Year Est. Return

Cetera Investment Advisers Schaumburg, Illinois $110B AUM 26.29% 1-Year Est. Return

LJCM

Lee Johnson Capital Management Fort Worth, Texas $320M AUM 60.02% 1-Year Est. Return

Foundations Investment Advisors Phoenix, Arizona $9.72B AUM 29.41% 1-Year Est. Return

Kingsview Wealth Management Grants Pass, Oregon $8.25B AUM 24.8% 1-Year Est. Return

RWP

Reliant Wealth Planning Louisville, Kentucky $364M AUM 11.96% 1-Year Est. Return

Commonwealth Equity Services Waltham, Massachusetts $79.5B AUM 27.1% 1-Year Est. Return

Archford Capital Strategies's BALT Position: Q1 2026 in Review

Archford Capital Strategies sold out of Innovator Defined Wealth Shield ETF (BALT) in Q1 2026, closing a stake of 120,031 shares — an estimated $4.02M sold.

Archford Capital Strategies first reported a position in BALT in Q1 2025 and held it in 4 quarters. The position peaked at $4.02M in Q4 2025. 278 funds tracked by Wall St. Rank hold BALT as of Q1 2026.

Archford Capital Strategies reported no remaining Innovator Defined Wealth Shield ETF position as of Q1 2026 after selling out during the quarter.
Archford Capital Strategies sold 120,031 Innovator Defined Wealth Shield ETF shares in Q1 2026, an estimated $4.02M.
Archford Capital Strategies first reported a position in Innovator Defined Wealth Shield ETF in Q1 2025 and held it in 4 quarters.
Archford Capital Strategies's Innovator Defined Wealth Shield ETF position peaked at $4.02M in Q4 2025.
278 funds tracked by Wall St. Rank held Innovator Defined Wealth Shield ETF as of Q1 2026.

Based on Archford Capital Strategies's 13F filing for Q1 2026, filed 15 Apr 2026.