AR Asset Management’s Energy Transfer Operating, L.P. 7.375% Series C Fixed-to-Floating Rate Cumulative Redeemable Perpetu ETP.PRC Stock Holding History

Quarter	Market Value	Status	Shares	Shares Change %	Trade Value	Portfolio Weight	Portfolio Position
2021 Q2	–	Sell	-26,000	Closed	-$606K	–	121
2021 Q1	$606K	Hold	26,000	–	–	0.18%	88
2020 Q4	$537K	Sell	26,000 -14,000	-35%	-$289K	0.17%	89
2020 Q3	$676K	Hold	40,000	–	–	0.24%	75
2020 Q2	$768K	Hold	40,000	–	–	0.29%	76
2020 Q1	$504K	Hold	40,000	–	–	0.21%	83
2019 Q4	$969K	Hold	40,000	–	–	0.32%	67
2019 Q3	$982K	Hold	40,000	–	–	0.35%	64
2019 Q2	$947K	Hold	40,000	–	–	0.34%	64
2019 Q1	$985K	Hold	40,000	–	–	0.37%	61
2018 Q4	$880K	Hold	40,000	–	–	0.38%	62
2018 Q3	$1.02M	Hold	40,000	–	–	0.37%	65
2018 Q2	$1M	Buy	+40,000	New	+$1M	0.39%	64