Apriem Advisors’s State Street SPDR Nuveen ICE Municipal Bond ETF TFI Stock Holding History

Apriem Advisors’s Portfolio TFI Stock Details TFI Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2018 Q3	–	Sell	-2,400	Closed	-$115K	–	355
2018 Q2	$115K	Buy	+2,400	New	+$115K	0.03%	161
2017 Q3	–	Sell	-5,550	Closed	-$270K	–	154
2017 Q2	$270K	Sell	5,550 -35	-0.6%	-$1.7K	0.07%	105
2017 Q1	$268K	Sell	5,585 -225	-4%	-$10.7K	0.07%	110
2016 Q4	$276K	Sell	5,810 -950	-14%	-$46K	0.08%	98
2016 Q3	$339K	Hold	6,760	–	–	0.1%	84
2016 Q2	$342K	Buy	6,760 +250	+4%	+$12.5K	0.11%	80
2016 Q1	$321K	Buy	6,510 +6,100	+1,488%	+$300K	0.13%	73
2015 Q4	$20K	Buy	410 +125	+44%	+$6.04K	0.01%	304
2015 Q3	$14K	Buy	+285	New	+$13.6K	0.01%	330
2015 Q1	–	Sell	-1,551	Closed	-$75K	–	586
2014 Q4	$75K	Hold	1,551	–	–	0.03%	156
2014 Q3	$74K	Buy	+1,551	New	+$73.8K	0.03%	167

Other funds holding TFI

Financial Engines Advisors Santa Clara, California $49.2B AUM 14.31% 1-Year Est. Return

Wealthfront Palo Alto, California $10.4B AUM 6.15% 1-Year Est. Return

Betterment LLC New York $52.8B AUM 15.34% 1-Year Est. Return

Fisher Asset Management Camas, Washington $295B AUM 31.6% 1-Year Est. Return

CSIA

Charles Schwab Investment Advisory San Francisco, California $72.8B AUM 10.03% 1-Year Est. Return

Fidelity Investments Boston, Massachusetts $1.9T AUM 41.92% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Northwestern Mutual Wealth Management Milwaukee, Wisconsin $162B AUM 16.35% 1-Year Est. Return

Envestnet Asset Management Chicago, Illinois $374B AUM 17.66% 1-Year Est. Return

Apriem Advisors's TFI Position: Q3 2018 in Review

Apriem Advisors sold out of State Street SPDR Nuveen ICE Municipal Bond ETF (TFI) in Q3 2018, closing a stake of 2,400 shares — an estimated $115K sold.

Apriem Advisors first reported a position in TFI in Q3 2014 and held it in 11 quarters. The position peaked at $342K in Q2 2016. 215 funds tracked by Wall St. Rank hold TFI as of Q3 2018.

Apriem Advisors reported no remaining State Street SPDR Nuveen ICE Municipal Bond ETF position as of Q3 2018 after selling out during the quarter.
Apriem Advisors sold 2,400 State Street SPDR Nuveen ICE Municipal Bond ETF shares in Q3 2018, an estimated $115K.
Apriem Advisors first reported a position in State Street SPDR Nuveen ICE Municipal Bond ETF in Q3 2014 and held it in 11 quarters.
Apriem Advisors's State Street SPDR Nuveen ICE Municipal Bond ETF position peaked at $342K in Q2 2016.
215 funds tracked by Wall St. Rank held State Street SPDR Nuveen ICE Municipal Bond ETF as of Q3 2018.

Based on Apriem Advisors's 13F filing for Q3 2018, filed 14 Nov 2018.