Apriem Advisors’s Rambus RMBS Stock Holding History

Apriem Advisors’s Portfolio RMBS Stock Details RMBS Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2017 Q2	–	Sell	-200	Closed	-$3K	–	455
2017 Q1	$3K	Hold	200	–	–	﹤0.01%	563
2016 Q4	$3K	Hold	200	–	–	﹤0.01%	592
2016 Q3	$3K	Hold	200	–	–	﹤0.01%	515
2016 Q2	$2K	Hold	200	–	–	﹤0.01%	539
2016 Q1	$3K	Hold	200	–	–	﹤0.01%	503
2015 Q4	$2K	Hold	200	–	–	﹤0.01%	501
2015 Q3	$2K	Hold	200	–	–	﹤0.01%	476
2015 Q2	$3K	Sell	200 -500	-71%	-$7.15K	﹤0.01%	556
2015 Q1	$9K	Hold	700	–	–	﹤0.01%	424
2014 Q4	$8K	Hold	700	–	–	﹤0.01%	395
2014 Q3	$9K	Hold	700	–	–	﹤0.01%	387
2014 Q2	$10K	Hold	700	–	–	﹤0.01%	340
2014 Q1	$8K	Hold	700	–	–	﹤0.01%	375
2013 Q4	$7K	Hold	700	–	–	﹤0.01%	390
2013 Q3	$7K	Hold	700	–	–	﹤0.01%	382
2013 Q2	$6K	Buy	+700	New	+$5.22K	﹤0.01%	365

Other funds holding RMBS

BlackRock New York $5.72T AUM 30.48% 1-Year Est. Return

Waddell & Reed Financial Overland Park, Kansas $48.6B AUM 84.78% 1-Year Est. Return

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

Primecap Management

Primecap Management Pasadena, California $127B AUM 44.11% 1-Year Est. Return

Dimensional Fund Advisors

Dimensional Fund Advisors Austin, Texas $481B AUM 30.42% 1-Year Est. Return

T. Rowe Price Associates

T. Rowe Price Associates Baltimore, Maryland $865B AUM 30.76% 1-Year Est. Return

Neuberger Berman Group

Neuberger Berman Group New York $131B AUM 28.36% 1-Year Est. Return

State Street Boston, Massachusetts $2.9T AUM 29.55% 1-Year Est. Return

Renaissance Technologies

Renaissance Technologies New York $63.9B AUM 45.56% 1-Year Est. Return

Norges Bank Oslo, Norway $935B AUM