Apriem Advisors’s PIMCO Dynamic Credit and Mortgage Income Fund PCI Stock Holding History

Apriem Advisors’s Portfolio PCI Stock Details PCI Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2016 Q3	–	Sell	-1,437	Closed	-$27K	–	658
2016 Q2	$27K	Buy	1,437 +38	+3%	+$697	0.01%	298
2016 Q1	$24K	Buy	1,399 +38	+3%	+$658	0.01%	285
2015 Q4	$25K	Sell	1,361 -239	-15%	-$4.41K	0.01%	270
2015 Q3	$29K	Buy	1,600 +31	+2%	+$597	0.01%	247
2015 Q2	$32K	Buy	1,569 +304	+24%	+$6.29K	0.01%	249
2015 Q1	$26K	Buy	1,265 +515	+69%	+$10.6K	0.01%	285
2014 Q4	$15K	Buy	750 +250	+50%	+$5.44K	0.01%	336
2014 Q3	$11K	Buy	+500	New	+$11.5K	﹤0.01%	375

Other funds holding PCI

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

MGAM

McGowan Group Asset Management Dallas, Texas $785M AUM 15.71% 1-Year Est. Return

State of New Jersey Common Pension Fund D Trenton, New Jersey $25.9B AUM 26.38% 1-Year Est. Return

RCM

Rivernorth Capital Management West Palm Beach, Florida $2B AUM 0.66% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

SIA

Sit Investment Associates Minneapolis, Minnesota $4.93B AUM 12.22% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

Bessemer Group Woodbridge, New Jersey $63.6B AUM 28.76% 1-Year Est. Return

Apriem Advisors's PCI Position: Q3 2016 in Review

Apriem Advisors sold out of PIMCO Dynamic Credit and Mortgage Income Fund (PCI) in Q3 2016, closing a stake of 1,437 shares — an estimated $27K sold.

Apriem Advisors first reported a position in PCI in Q3 2014 and held it in 8 quarters. The position peaked at $32K in Q2 2015. 123 funds tracked by Wall St. Rank hold PCI as of Q3 2016.

Apriem Advisors reported no remaining PIMCO Dynamic Credit and Mortgage Income Fund position as of Q3 2016 after selling out during the quarter.
Apriem Advisors sold 1,437 PIMCO Dynamic Credit and Mortgage Income Fund shares in Q3 2016, an estimated $27K.
Apriem Advisors first reported a position in PIMCO Dynamic Credit and Mortgage Income Fund in Q3 2014 and held it in 8 quarters.
Apriem Advisors's PIMCO Dynamic Credit and Mortgage Income Fund position peaked at $32K in Q2 2015.
123 funds tracked by Wall St. Rank held PIMCO Dynamic Credit and Mortgage Income Fund as of Q3 2016.

Based on Apriem Advisors's 13F filing for Q3 2016, filed 14 Nov 2016.