Apriem Advisors’s GS Connect S&P GSCI Enhanced Commodity Total Return Strategy Index ETN (maturity subject to postpone GSC Stock Holding History

Apriem Advisors’s Portfolio GSC Stock Details GSC Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2013 Q3	–	Sell	-8	Closed	–	–	551
2013 Q2	$0	Buy	+8	New	+$365	﹤0.01%	500

Other funds holding GSC

Aspiriant LLC Los Angeles, California $4.05B AUM 19.01% 1-Year Est. Return

Goldman Sachs New York $1.15T AUM 47.82% 1-Year Est. Return

BBA

BLB&B Advisors Montgomeryville, Pennsylvania $2.73B AUM 25.76% 1-Year Est. Return

BRR OpCo Columbus, Ohio $814M AUM 9.75% 1-Year Est. Return

SNC

Stifel Nicolaus & Co St Louis, Missouri $6.04B AUM

Susquehanna International Group Bala Cynwyd, Pennsylvania $1.28T AUM 58.89% 1-Year Est. Return

Jane Street New York $1.21T AUM 78.12% 1-Year Est. Return

Wells Fargo San Francisco, California $617B AUM 30.33% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.55T AUM 33.47% 1-Year Est. Return

MAA

Managed Account Advisors Jersey City, New Jersey $121B AUM 7.32% 1-Year Est. Return

Apriem Advisors's GSC Position: Q3 2013 in Review

Apriem Advisors sold out of GS Connect S&P GSCI Enhanced Commodity Total Return Strategy Index ETN (maturity subject to postpone (GSC) in Q3 2013, closing a stake of 8 shares.

Apriem Advisors first reported a position in GSC in Q2 2013 and held it in 1 quarter. The position peaked at $0 in Q2 2013. 13 funds tracked by Wall St. Rank hold GSC as of Q3 2013.

Apriem Advisors reported no remaining GS Connect S&P GSCI Enhanced Commodity Total Return Strategy Index ETN (maturity subject to postpone position as of Q3 2013 after selling out during the quarter.
Apriem Advisors sold 8 GS Connect S&P GSCI Enhanced Commodity Total Return Strategy Index ETN (maturity subject to postpone shares in Q3 2013.
Apriem Advisors first reported a position in GS Connect S&P GSCI Enhanced Commodity Total Return Strategy Index ETN (maturity subject to postpone in Q2 2013 and held it in 1 quarter.
Apriem Advisors's GS Connect S&P GSCI Enhanced Commodity Total Return Strategy Index ETN (maturity subject to postpone position peaked at $0 in Q2 2013.
13 funds tracked by Wall St. Rank held GS Connect S&P GSCI Enhanced Commodity Total Return Strategy Index ETN (maturity subject to postpone as of Q3 2013.

Based on Apriem Advisors's 13F filing for Q3 2013, filed 6 Nov 2013.