Anson Funds Management’s Sprott Physical Gold and Silver Trust CEF Stock Holding History

Anson Funds Management’s Portfolio CEF Stock Details CEF Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2018 Q3	–	Sell	-120,000	Closed	-$1.5M	–	17
2018 Q2	$1.5M	Hold	120,000	–	–	0.88%	14
2018 Q1	$1.59M	Hold	120,000	–	–	1.18%	12
2017 Q4	$1.61M	Hold	120,000	–	–	1.09%	23
2017 Q3	$1.52M	Hold	120,000	–	–	0.23%	42
2017 Q2	$1.48M	Hold	120,000	–	–	0.47%	29
2017 Q1	$1.54M	Hold	120,000	–	–	0.64%	22
2016 Q4	$1.35M	Hold	120,000	–	–	0.42%	27
2016 Q3	$1.66M	Hold	120,000	–	–	0.36%	35
2016 Q2	$1.67M	Hold	120,000	–	–	0.32%	38
2016 Q1	$1.44M	Hold	120,000	–	–	0.21%	38
2015 Q4	$1.2M	Hold	120,000	–	–	0.39%	39
2015 Q3	$1.27M	Hold	120,000	–	–	0.37%	41
2015 Q2	$1.4M	Hold	120,000	–	–	0.65%	35
2015 Q1	$1.43M	Hold	120,000	–	–	1.28%	28
2014 Q4	$1.39M	Buy	+120,000	New	+$1.42M	1.64%	22

Other funds holding CEF

Parallax Volatility Advisers San Francisco, California $58.9B AUM 51.73% 1-Year Est. Return

PAMP

Polar Asset Management Partners Toronto, Ontario, Canada $6.07B AUM 34.81% 1-Year Est. Return

WAM

Weiss Asset Management Boston, Massachusetts $9.54B AUM 55.06% 1-Year Est. Return

Morgan Stanley New York $1.89T AUM 35.08% 1-Year Est. Return

CTC

Central Trust Company Jefferson City, Missouri $5.53B AUM 28.94% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $672B AUM 33.48% 1-Year Est. Return

HighTower Advisors Chicago, Illinois $104B AUM 28.3% 1-Year Est. Return

T. Rowe Price Associates Baltimore, Maryland $999B AUM 46.22% 1-Year Est. Return

Antipodes Partners Royal Exchange, Australia $5.46B AUM 26.64% 1-Year Est. Return

AGM

Alpine Global Management New York $615M AUM 34.28% 1-Year Est. Return

Anson Funds Management's CEF Position: Q3 2018 in Review

Anson Funds Management sold out of Sprott Physical Gold and Silver Trust (CEF) in Q3 2018, closing a stake of 120,000 shares — an estimated $1.5M sold.

Anson Funds Management first reported a position in CEF in Q4 2014 and held it in 15 quarters. The position peaked at $1.67M in Q2 2016. 191 funds tracked by Wall St. Rank hold CEF as of Q3 2018.

Anson Funds Management reported no remaining Sprott Physical Gold and Silver Trust position as of Q3 2018 after selling out during the quarter.
Anson Funds Management sold 120,000 Sprott Physical Gold and Silver Trust shares in Q3 2018, an estimated $1.5M.
Anson Funds Management first reported a position in Sprott Physical Gold and Silver Trust in Q4 2014 and held it in 15 quarters.
Anson Funds Management's Sprott Physical Gold and Silver Trust position peaked at $1.67M in Q2 2016.
191 funds tracked by Wall St. Rank held Sprott Physical Gold and Silver Trust as of Q3 2018.

Based on Anson Funds Management's 13F filing for Q3 2018, filed 14 Nov 2018.