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AAS

Annex Advisory Services Portfolio holdings

AUM $5.86B
1-Year Est. Return 21.83%
This Fund
S&P 500
This Quarter Est. Return
-14.1%
1 Year Est. Return
+21.83%
3 Year Est. Return
+77.88%
5 Year Est. Return
+84.59%
10 Year Est. Return
+291.37%
AUM
$634M
AUM Growth
-$12.8M
Cap. Flow
+$88.9M
Cap. Flow %
14.02%
Top 10 Hldgs %
66.53%
Holding
144
New
10
Increased
73
Reduced
34
Closed
15

Top Buys

Rank Stock Value
1
SPTM icon
State Street SPDR Portfolio S&P 1500 Composite Stock Market ETF
SPTM
+$25.5M
2
BSV icon
Vanguard Short-Term Bond ETF
BSV
+$20.3M
3
SPYM
State Street SPDR Portfolio S&P 500 ETF
SPYM
+$9.43M
4
RSP icon
Invesco S&P 500 Equal Weight ETF
RSP
+$8.09M
5
SPSM icon
State Street SPDR Portfolio S&P 600 Small Cap ETF
SPSM
+$4.77M

Top Sells

Rank Stock Value
1
VEA icon
Vanguard FTSE Developed Markets ETF
VEA
+$1.84M
2
VTI icon
Vanguard Total Stock Market ETF
VTI
+$1.51M
3
SH icon
ProShares Short S&P500
SH
+$579K
4
ILTB icon
iShares Core 10+ Year USD Bond ETF
ILTB
+$414K
5
IJR icon
iShares Core S&P Small-Cap ETF
IJR
+$412K

Sector Composition

Rank Sector Weight
1 Technology 4.49%
2 Healthcare 2.57%
3 Financials 2.19%
4 Consumer Staples 1.34%
5 Consumer Discretionary 1.26%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HON icon
101
Honeywell
HON
$77.2B
$292K 0.05%
2,345
-74
-3% -$10.1K
IWN icon
102
iShares Russell 2000 Value ETF
IWN
$14.4B
$291K 0.05%
2,706
-41
-1% -$4.93K
USB icon
103
US Bancorp
USB
$98.7B
$282K 0.04%
6,163
+520
+9% +$26.8K
ACN icon
104
Accenture
ACN
$95.8B
$263K 0.04%
1,867
+234
+14% +$37K
SCHB icon
105
Schwab US Broad Market ETF
SCHB
$42.8B
$253K 0.04%
25,302
+594
+2% +$6.42K
MRK icon
106
Merck
MRK
$324B
$238K 0.04%
3,261
+104
+3% +$7.34K
KO icon
107
Coca-Cola
KO
$361B
$237K 0.04%
5,002
+19
+0.4% +$909
MMM icon
108
3M
MMM
$91.4B
$237K 0.04%
1,489
+91
+7% +$15.1K
CVX icon
109
Chevron
CVX
$381B
$233K 0.04%
2,138
-3,115
-59% -$361K
WBA
110
DELISTED
Walgreens Boots Alliance
WBA
$228K 0.04%
3,336
-96
-3% -$7.44K
BMO icon
111
Bank of Montreal
BMO
$124B
$222K 0.04%
+3,397
New +$252K
VYM icon
112
Vanguard High Dividend Yield ETF
VYM
$81.2B
$214K 0.03%
2,742
-259
-9% -$21.6K
VZ icon
113
Verizon
VZ
$198B
$207K 0.03%
+3,677
New +$209K
WFC icon
114
Wells Fargo
WFC
$264B
$206K 0.03%
4,466
-31
-0.7% -$1.59K
HPI
115
John Hancock Preferred Income Fund
HPI
$428M
$205K 0.03%
10,882
-1,000
-8% -$20.4K
DVY icon
116
iShares Select Dividend ETF
DVY
$23.8B
$201K 0.03%
2,252
– –
HTGC icon
117
Hercules Capital
HTGC
$2.96B
$194K 0.03%
+17,550
New +$214K
SSP icon
118
E.W. Scripps
SSP
$280M
$190K 0.03%
12,103
– –
HPS
119
John Hancock Preferred Income Fund III
HPS
$457M
$178K 0.03%
11,210
-1,225
-10% -$21.2K
QUAD icon
120
Quad
QUAD
$443M
$134K 0.02%
+10,859
New +$175K
GE icon
121
GE Aerospace
GE
$374B
$100K 0.02%
+2,764
New +$125K
NUV icon
122
Nuveen Municipal Value Fund
NUV
$1.9B
$93K 0.01%
10,000
– –
YELL
123
DELISTED
Yellow Corporation Common Stock
YELL
$90K 0.01%
+28,501
New +$181K
ASXC
124
DELISTED
Asensus Surgical, Inc.
ASXC
$78K 0.01%
2,662
+308
+13% +$14K
PRTK
125
DELISTED
Paratek Pharmaceuticals, Inc.
PRTK
$77K 0.01%
15,100
+2,000
+15% +$15.2K
2 3 4
5
6

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SC
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CIC
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JSSH
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BSL
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MWM
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TCM
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VAM
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Annex Advisory Services's Q4 2018 Portfolio in Review

As of Q4 2018, Annex Advisory Services held 144 positions worth $634M, down 2% from $647M the previous quarter. Its ten largest holdings account for 67% of the portfolio.

Annex Advisory Services deployed $88.9M of net new capital in Q4 2018, opening 10 new positions and adding to 73 existing holdings. Its largest new stake was iShares Floating Rate Bond ETF: 64,794 shares worth $3.26M.

By sector, the portfolio is most concentrated in Technology at 4.5% of assets, down from 4.8% a quarter earlier, followed by Healthcare and Financials.

On the sell side, the largest reduction was Vanguard FTSE Developed Markets ETF, an estimated $1.84M trimmed.

  • Annex Advisory Services's largest Q4 2018 buy was iShares Floating Rate Bond ETF: 64,794 shares worth $3.26M.
  • Annex Advisory Services added most to State Street SPDR Portfolio S&P 1500 Composite Stock Market ETF in Q4 2018, an estimated $25.5M increase.
  • Annex Advisory Services's biggest Q4 2018 reduction was Vanguard FTSE Developed Markets ETF, cutting an estimated $1.84M.
  • Annex Advisory Services fully exited ProShares Short S&P500 in Q4 2018, selling an estimated $579K.
  • Annex Advisory Services's ten largest holdings make up 67% of its $634M portfolio in Q4 2018.
  • Annex Advisory Services opened 10 new positions and closed 15 in Q4 2018.
  • Annex Advisory Services's portfolio value fell 2% quarter-over-quarter to $634M.

Based on Annex Advisory Services's 13F filing for Q4 2018, filed 12 Feb 2019.