AAS

Annex Advisory Services Portfolio holdings

AUM $4.15B
This Quarter Return
+6.13%
1 Year Return
+23.28%
3 Year Return
+70.23%
5 Year Return
+110.83%
10 Year Return
+224.1%
AUM
$529M
AUM Growth
+$529M
Cap. Flow
+$12.1M
Cap. Flow %
2.29%
Top 10 Hldgs %
75.47%
Holding
133
New
9
Increased
67
Reduced
32
Closed
11

Top Buys

1
VB icon
Vanguard Small-Cap ETF
VB
$2.29M
2
VTI icon
Vanguard Total Stock Market ETF
VTI
$2.05M
3
RSP icon
Invesco S&P 500 Equal Weight ETF
RSP
$1.39M
4
XLF icon
Financial Select Sector SPDR Fund
XLF
$1.31M
5
VEA icon
Vanguard FTSE Developed Markets ETF
VEA
$1.18M

Top Sells

1
RSG icon
Republic Services
RSG
$893K
2
SPXS icon
Direxion Daily S&P 500 Bear 3x Shares
SPXS
$854K
3
IVV icon
iShares Core S&P 500 ETF
IVV
$680K
4
EFA icon
iShares MSCI EAFE ETF
EFA
$497K
5
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
$478K

Sector Composition

1 Technology 4.58%
2 Healthcare 2.38%
3 Financials 1.98%
4 Industrials 1.38%
5 Consumer Discretionary 1.24%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
META icon
101
Meta Platforms (Facebook)
META
$1.85T
$285K 0.05%
+1,617
New +$285K
IWM icon
102
iShares Russell 2000 ETF
IWM
$66.6B
$282K 0.05%
1,852
– –
GOOGL icon
103
Alphabet (Google) Class A
GOOGL
$2.56T
$281K 0.05%
+267
New +$281K
VXX
104
DELISTED
iPath S&P 500 VIX Short-Term Futures ETN due 1/30/2019
VXX
$279K 0.05%
+10,000
New +$279K
MMM icon
105
3M
MMM
$82.8B
$275K 0.05%
1,169
– –
SCHB icon
106
Schwab US Broad Market ETF
SCHB
$35.9B
$265K 0.05%
4,100
-194
-5% -$12.5K
DVY icon
107
iShares Select Dividend ETF
DVY
$20.7B
$260K 0.05%
2,642
-335
-11% -$33K
HPI
108
John Hancock Preferred Income Fund
HPI
$429M
$255K 0.05%
11,882
-3,000
-20% -$64.4K
IWO icon
109
iShares Russell 2000 Growth ETF
IWO
$12.3B
$250K 0.05%
1,338
+37
+3% +$6.91K
BC icon
110
Brunswick
BC
$4.15B
$238K 0.05%
+4,312
New +$238K
HPS
111
John Hancock Preferred Income Fund III
HPS
$474M
$236K 0.04%
12,600
-4,400
-26% -$82.4K
VYM icon
112
Vanguard High Dividend Yield ETF
VYM
$63.8B
$230K 0.04%
2,690
+60
+2% +$5.13K
AOS icon
113
A.O. Smith
AOS
$9.99B
$226K 0.04%
3,688
+88
+2% +$5.39K
GE icon
114
GE Aerospace
GE
$292B
$223K 0.04%
12,783
-3,382
-21% -$59K
KO icon
115
Coca-Cola
KO
$297B
$214K 0.04%
+4,662
New +$214K
DUK icon
116
Duke Energy
DUK
$95.3B
$211K 0.04%
+2,508
New +$211K
SPLV icon
117
Invesco S&P 500 Low Volatility ETF
SPLV
$7.95B
$203K 0.04%
4,245
-202
-5% -$9.66K
RRTS
118
DELISTED
RoadRunner Transportation Systems, Inc.
RRTS
$146K 0.03%
18,987
– –
NUV icon
119
Nuveen Municipal Value Fund
NUV
$1.8B
$101K 0.02%
10,000
– –
MXWL
120
DELISTED
Maxwell Technologies Inc
MXWL
$58K 0.01%
10,000
– –
ASXC
121
DELISTED
Asensus Surgical, Inc.
ASXC
$22K ﹤0.01%
+11,600
New +$22K
ESNC
122
DELISTED
EnSync Inc
ESNC
$8K ﹤0.01%
20,000
– –
CMCSA icon
123
Comcast
CMCSA
$126B
– –
-6,624
Closed -$255K
EFA icon
124
iShares MSCI EAFE ETF
EFA
$65.3B
– –
-7,253
Closed -$497K
IYH icon
125
iShares US Healthcare ETF
IYH
$2.76B
– –
-1,182
Closed -$203K
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5
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