Ameriprise’s Essential Utilities, Inc.6.00% Tangible Equity Units WTRU Stock Holding History

Ameriprise’s Portfolio WTRU Stock Details WTRU Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2021 Q3	–	Sell	-38,487	Closed	-$2.2M	–	4030
2021 Q2	$2.2M	Sell	38,487 -198,618	-84%	-$11.7M	﹤0.01%	2888
2021 Q1	$13.6M	Sell	237,105 -286,674	-55%	-$16.7M	﹤0.01%	1630
2020 Q4	$32.3M	Sell	523,779 -238,974	-31%	-$13.9M	0.01%	947
2020 Q3	$40.7M	Sell	762,753 -2,078	-0.3%	-$118K	0.02%	717
2020 Q2	$43.2M	Sell	764,831 -6,852	-0.9%	-$388K	0.02%	673
2020 Q1	$41.8M	Buy	771,683 +60,285	+8%	+$3.74M	0.02%	612
2019 Q4	$44.3M	Sell	711,398 -11,704	-2%	-$708K	0.02%	761
2019 Q3	$43.6M	Buy	723,102 +1,060	+0.1%	+$62K	0.02%	730
2019 Q2	$41.2M	Buy	+722,042	New	+$40.1M	0.02%	771

Other funds holding WTRU

Nuance Investments Kansas City, Missouri $588M AUM 6.93% 1-Year Est. Return

Franklin Resources San Mateo, California $462B AUM 39.16% 1-Year Est. Return

BlackRock New York $6.73T AUM 46.02% 1-Year Est. Return

Calamos Advisors Naperville, Illinois $30.1B AUM 30.03% 1-Year Est. Return

BCM

BlueCrest Capital Management St Helier, Jersey $3.04B AUM 26.78% 1-Year Est. Return

Invesco Atlanta, Georgia $1.26T AUM 61.52% 1-Year Est. Return

State Street Boston, Massachusetts $3.37T AUM 44.26% 1-Year Est. Return

RJA

Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return

Jane Street New York $1.21T AUM 78.12% 1-Year Est. Return

JP Morgan Chase New York $1.81T AUM 41.13% 1-Year Est. Return

Ameriprise's WTRU Position: Q3 2021 in Review

Ameriprise sold out of Essential Utilities, Inc.6.00% Tangible Equity Units (WTRU) in Q3 2021, closing a stake of 38,487 shares — an estimated $2.2M sold.

Ameriprise first reported a position in WTRU in Q2 2019 and held it in 9 quarters. The position peaked at $44.3M in Q4 2019. 41 funds tracked by Wall St. Rank hold WTRU as of Q3 2021.

Ameriprise reported no remaining Essential Utilities, Inc.6.00% Tangible Equity Units position as of Q3 2021 after selling out during the quarter.
Ameriprise sold 38,487 Essential Utilities, Inc.6.00% Tangible Equity Units shares in Q3 2021, an estimated $2.2M.
Ameriprise first reported a position in Essential Utilities, Inc.6.00% Tangible Equity Units in Q2 2019 and held it in 9 quarters.
Ameriprise's Essential Utilities, Inc.6.00% Tangible Equity Units position peaked at $44.3M in Q4 2019.
41 funds tracked by Wall St. Rank held Essential Utilities, Inc.6.00% Tangible Equity Units as of Q3 2021.

Based on Ameriprise's 13F filing for Q3 2021, filed 15 Nov 2021.