Ameriprise’s Invesco Bloomberg Analyst Rating Improvers ETF UPGD Stock Holding History

Ameriprise’s Portfolio UPGD Stock Details UPGD Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2016 Q1	–	Sell	-11,555	Closed	-$376K	–	3881
2015 Q4	$376K	Sell	11,555 -3,286	-22%	-$111K	﹤0.01%	3388
2015 Q3	$477K	Buy	14,841 +3,114	+27%	+$109K	﹤0.01%	3290
2015 Q2	$430K	Buy	11,727 +458	+4%	+$17K	﹤0.01%	3507
2015 Q1	$412K	Buy	11,269 +546	+5%	+$19.2K	﹤0.01%	3289
2014 Q4	$375K	Sell	10,723 -1,000	-9%	-$33.9K	﹤0.01%	3238
2014 Q3	$396K	Buy	11,723 +27	+0.2%	+$935	﹤0.01%	3113
2014 Q2	$413K	Buy	11,696 +180	+2%	+$6.08K	﹤0.01%	3061
2014 Q1	$396K	Buy	11,516 +4,361	+61%	+$147K	﹤0.01%	3027
2013 Q4	$240K	Buy	7,155 +815	+13%	+$26K	﹤0.01%	3080
2013 Q3	$195K	Buy	6,340 +1,540	+32%	+$45.9K	﹤0.01%	3193
2013 Q2	$136K	Buy	+4,800	New	+$130K	﹤0.01%	3250

Other funds holding UPGD

RJFSA

Raymond James Financial Services Advisors St. Petersburg, Florida $75.1B AUM 31.89% 1-Year Est. Return

RJA

Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return

Susquehanna International Group Bala Cynwyd, Pennsylvania $893B AUM 36.07% 1-Year Est. Return

Jane Street New York $777B AUM 61.18% 1-Year Est. Return

Stifel Financial St. Louis, Missouri $109B AUM 21.36% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

Bank OZK Little Rock, Arkansas $283M AUM 24.45% 1-Year Est. Return

Ameriprise's UPGD Position: Q1 2016 in Review

Ameriprise sold out of Invesco Bloomberg Analyst Rating Improvers ETF (UPGD) in Q1 2016, closing a stake of 11,555 shares — an estimated $376K sold.

Ameriprise first reported a position in UPGD in Q2 2013 and held it in 11 quarters. The position peaked at $477K in Q3 2015. 26 funds tracked by Wall St. Rank hold UPGD as of Q1 2016.

Ameriprise reported no remaining Invesco Bloomberg Analyst Rating Improvers ETF position as of Q1 2016 after selling out during the quarter.
Ameriprise sold 11,555 Invesco Bloomberg Analyst Rating Improvers ETF shares in Q1 2016, an estimated $376K.
Ameriprise first reported a position in Invesco Bloomberg Analyst Rating Improvers ETF in Q2 2013 and held it in 11 quarters.
Ameriprise's Invesco Bloomberg Analyst Rating Improvers ETF position peaked at $477K in Q3 2015.
26 funds tracked by Wall St. Rank held Invesco Bloomberg Analyst Rating Improvers ETF as of Q1 2016.

Based on Ameriprise's 13F filing for Q1 2016, filed 12 May 2016.