Ameriprise’s UBS PFD FUNDING TST IV TST PFD SECS UBS.PRD Stock Holding History

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Shares Change %	Capital Flow	Portfolio Weight	Portfolio Position
2015 Q3	–	Sell	-66,066	Closed	-$1.26M	–	4037
2015 Q2	$1.26M	Buy	+66,066	New	+$1.26M	﹤0.01%	2973
2014 Q4	–	Sell	-144	Closed	-$3K	–	5009
2014 Q3	$3K	Buy	144 +72	+100%	+$1.5K	﹤0.01%	5301
2014 Q2	$1K	Buy	+72	New	+$1K	﹤0.01%	5432