Ameriprise’s UBS PFD FUNDING TST IV TST PFD SECS UBS.PRD Stock Holding History

Ameriprise’s Portfolio UBS.PRD Stock Details UBS.PRD Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2015 Q3	–	Sell	-66,066	Closed	-$1.26M	–	4097
2015 Q2	$1.26M	Buy	+66,066	New	+$1.29M	﹤0.01%	3003
2014 Q4	–	Sell	-144	Closed	-$3K	–	4996
2014 Q3	$3K	Buy	144 +72	+100%	+$1.44K	﹤0.01%	5338
2014 Q2	$1K	Buy	+72	New	+$1.33K	﹤0.01%	5460

Other funds holding UBS.PRD

MWP

MYCIO Wealth Partners Philadelphia, Pennsylvania $502M AUM 11.65% 1-Year Est. Return

Ameriprise's UBS.PRD Position: Q3 2015 in Review

Ameriprise sold out of UBS PFD FUNDING TST IV TST PFD SECS (UBS.PRD) in Q3 2015, closing a stake of 66,066 shares — an estimated $1.26M sold.

Ameriprise first reported a position in UBS.PRD in Q2 2014 and held it in 3 quarters. The position peaked at $1.26M in Q2 2015. 1 fund tracked by Wall St. Rank holds UBS.PRD as of Q3 2015.

Ameriprise reported no remaining UBS PFD FUNDING TST IV TST PFD SECS position as of Q3 2015 after selling out during the quarter.
Ameriprise sold 66,066 UBS PFD FUNDING TST IV TST PFD SECS shares in Q3 2015, an estimated $1.26M.
Ameriprise first reported a position in UBS PFD FUNDING TST IV TST PFD SECS in Q2 2014 and held it in 3 quarters.
Ameriprise's UBS PFD FUNDING TST IV TST PFD SECS position peaked at $1.26M in Q2 2015.
1 fund tracked by Wall St. Rank held UBS PFD FUNDING TST IV TST PFD SECS as of Q3 2015.

Based on Ameriprise's 13F filing for Q3 2015, filed 12 Nov 2015.