Ameriprise’s Sempra 6.75% Mandatory Convertible Preferred Stock, Series B SRE.PRB Stock Holding History

Ameriprise’s Portfolio SRE.PRB Stock Details SRE.PRB Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2020 Q4	–	Sell	-25,254	Closed	-$2.48M	–	3868
2020 Q3	$2.48M	Hold	25,254	–	–	﹤0.01%	2542
2020 Q2	$2.48M	Hold	25,254	–	–	﹤0.01%	2497
2020 Q1	$2.37M	Sell	25,254 -4,400	-15%	-$496K	﹤0.01%	2388
2019 Q4	$3.54M	Hold	29,654	–	–	﹤0.01%	2436
2019 Q3	$3.49M	Hold	29,654	–	–	﹤0.01%	2403
2019 Q2	$3.31M	Hold	29,654	–	–	﹤0.01%	2486
2019 Q1	$3.15M	Hold	29,654	–	–	﹤0.01%	2513
2018 Q4	$2.85M	Hold	29,654	–	–	﹤0.01%	2480
2018 Q3	$3.04M	Buy	+29,654	New	+$3.04M	﹤0.01%	2637

Other funds holding SRE.PRB

Calamos Advisors Naperville, Illinois $28.2B AUM 21.78% 1-Year Est. Return

Putnam Investments Boston, Massachusetts $75.7B AUM 34.45% 1-Year Est. Return

CCM

Cutler Capital Management Worcester, Massachusetts $370M AUM 15.34% 1-Year Est. Return

Gabelli Funds Rye, New York $14.8B AUM 32.24% 1-Year Est. Return

SPIA

Steward Partners Investment Advisory New York $19.6B AUM 22.89% 1-Year Est. Return

Ameriprise's SRE.PRB Position: Q4 2020 in Review

Ameriprise sold out of Sempra 6.75% Mandatory Convertible Preferred Stock, Series B (SRE.PRB) in Q4 2020, closing a stake of 25,254 shares — an estimated $2.48M sold.

Ameriprise first reported a position in SRE.PRB in Q3 2018 and held it in 9 quarters. The position peaked at $3.54M in Q4 2019. 5 funds tracked by Wall St. Rank hold SRE.PRB as of Q4 2020.

Ameriprise reported no remaining Sempra 6.75% Mandatory Convertible Preferred Stock, Series B position as of Q4 2020 after selling out during the quarter.
Ameriprise sold 25,254 Sempra 6.75% Mandatory Convertible Preferred Stock, Series B shares in Q4 2020, an estimated $2.48M.
Ameriprise first reported a position in Sempra 6.75% Mandatory Convertible Preferred Stock, Series B in Q3 2018 and held it in 9 quarters.
Ameriprise's Sempra 6.75% Mandatory Convertible Preferred Stock, Series B position peaked at $3.54M in Q4 2019.
5 funds tracked by Wall St. Rank held Sempra 6.75% Mandatory Convertible Preferred Stock, Series B as of Q4 2020.

Based on Ameriprise's 13F filing for Q4 2020, filed 12 Feb 2021.