Ameriprise’s SWIFT ENERGY CO (HOLDING COMPANY) SFY Stock Holding History

Ameriprise’s Portfolio SFY Stock Details SFY Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2015 Q3	–	Sell	-213,937	Closed	-$434K	–	4106
2015 Q2	$434K	Buy	213,937 +4,518	+2%	+$11.1K	﹤0.01%	3502
2015 Q1	$453K	Buy	209,419 +14,879	+8%	+$38.6K	﹤0.01%	3246
2014 Q4	$788K	Sell	194,540 -151,579	-44%	-$906K	﹤0.01%	2958
2014 Q3	$3.32M	Sell	346,119 -68,375	-16%	-$776K	﹤0.01%	2272
2014 Q2	$5.38M	Sell	414,494 -72,287	-15%	-$824K	﹤0.01%	2033
2014 Q1	$5.24M	Buy	486,781 +57,565	+13%	+$672K	﹤0.01%	1984
2013 Q4	$5.79M	Buy	429,216 +67,391	+19%	+$889K	﹤0.01%	1911
2013 Q3	$4.13M	Buy	361,825 +49,140	+16%	+$589K	﹤0.01%	2067
2013 Q2	$3.75M	Buy	+312,685	New	+$4.24M	﹤0.01%	2039

Other funds holding SFY

Fidelity Investments Boston, Massachusetts $1.9T AUM 41.92% 1-Year Est. Return

SCM

Schneider Capital Management Berwyn, Pennsylvania $175M AUM 42.51% 1-Year Est. Return

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

California Public Employees Retirement System Sacramento, California $162B AUM 25.78% 1-Year Est. Return

TAM

TPH Asset Management Houston, Texas $1.01B AUM 2.14% 1-Year Est. Return

Goldman Sachs New York $871B AUM 31.28% 1-Year Est. Return

BIT

BlackRock Institutional Trust San Francisco, California $675B AUM 16.07% 1-Year Est. Return

Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return

Two Sigma Advisers New York $51.4B AUM 31.07% 1-Year Est. Return

Millennium Management New York $240B AUM 35.51% 1-Year Est. Return

Ameriprise's SFY Position: Q3 2015 in Review

Ameriprise sold out of SWIFT ENERGY CO (HOLDING COMPANY) (SFY) in Q3 2015, closing a stake of 213,937 shares — an estimated $434K sold.

Ameriprise first reported a position in SFY in Q2 2013 and held it in 9 quarters. The position peaked at $5.79M in Q4 2013. 73 funds tracked by Wall St. Rank hold SFY as of Q3 2015.

Ameriprise reported no remaining SWIFT ENERGY CO (HOLDING COMPANY) position as of Q3 2015 after selling out during the quarter.
Ameriprise sold 213,937 SWIFT ENERGY CO (HOLDING COMPANY) shares in Q3 2015, an estimated $434K.
Ameriprise first reported a position in SWIFT ENERGY CO (HOLDING COMPANY) in Q2 2013 and held it in 9 quarters.
Ameriprise's SWIFT ENERGY CO (HOLDING COMPANY) position peaked at $5.79M in Q4 2013.
73 funds tracked by Wall St. Rank held SWIFT ENERGY CO (HOLDING COMPANY) as of Q3 2015.

Based on Ameriprise's 13F filing for Q3 2015, filed 12 Nov 2015.