Ameriprise’s ROYAL BK SCOTLAND PLC ROGERS ENHANCED COMMODITY ETNS (UK) RGRC Stock Holding History

Ameriprise’s Portfolio RGRC Stock Details RGRC Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2014 Q4	–	Sell	-10,998	Closed	-$242K	–	5105
2014 Q3	$242K	Buy	10,998 +4,127	+60%	+$96.2K	﹤0.01%	3331
2014 Q2	$167K	Buy	+6,871	New	+$168K	﹤0.01%	3396

Other funds holding RGRC

Susquehanna International Group Bala Cynwyd, Pennsylvania $893B AUM 36.07% 1-Year Est. Return

Deutsche Bank Frankfurt Am Main Ge, Germany $303B AUM 30.15% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

TRCT

Tower Research Capital (TRC) New York $3.85B AUM 32.11% 1-Year Est. Return

TFA

Transamerica Financial Advisors St. Petersburg, Florida $1.17B AUM 23.36% 1-Year Est. Return

Ameriprise's RGRC Position: Q4 2014 in Review

Ameriprise sold out of ROYAL BK SCOTLAND PLC ROGERS ENHANCED COMMODITY ETNS (UK) (RGRC) in Q4 2014, closing a stake of 10,998 shares — an estimated $242K sold.

Ameriprise first reported a position in RGRC in Q2 2014 and held it in 2 quarters. The position peaked at $242K in Q3 2014. 6 funds tracked by Wall St. Rank hold RGRC as of Q4 2014.

Ameriprise reported no remaining ROYAL BK SCOTLAND PLC ROGERS ENHANCED COMMODITY ETNS (UK) position as of Q4 2014 after selling out during the quarter.
Ameriprise sold 10,998 ROYAL BK SCOTLAND PLC ROGERS ENHANCED COMMODITY ETNS (UK) shares in Q4 2014, an estimated $242K.
Ameriprise first reported a position in ROYAL BK SCOTLAND PLC ROGERS ENHANCED COMMODITY ETNS (UK) in Q2 2014 and held it in 2 quarters.
Ameriprise's ROYAL BK SCOTLAND PLC ROGERS ENHANCED COMMODITY ETNS (UK) position peaked at $242K in Q3 2014.
6 funds tracked by Wall St. Rank held ROYAL BK SCOTLAND PLC ROGERS ENHANCED COMMODITY ETNS (UK) as of Q4 2014.

Based on Ameriprise's 13F filing for Q4 2014, filed 13 Feb 2015.