Ameriprise’s REGIONS FINANCIAL CORPORATION Depositary Shares Each Representing a 1/40th Interest in a Share of 6. RF.PRA Stock Holding History

Ameriprise’s Portfolio RF.PRA Stock Details RF.PRA Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2015 Q4	–	Sell	-47,245	Closed	-$1.2M	–	3960
2015 Q3	$1.2M	Hold	47,245	–	–	﹤0.01%	2892
2015 Q2	$1.19M	Sell	47,245 -500	-1%	-$12.6K	﹤0.01%	3047
2015 Q1	$1.2M	Buy	47,745 +500	+1%	+$12.6K	﹤0.01%	2835
2014 Q4	$1.18M	Sell	47,245 -700	-1%	-$17.5K	﹤0.01%	2800
2014 Q3	$1.17M	Buy	47,945 +16,620	+53%	+$413K	﹤0.01%	2719
2014 Q2	$784K	Buy	+31,325	New	+$766K	﹤0.01%	2855

Other funds holding RF.PRA

VHAM

Van Hulzen Asset Management El Dorado Hills, California $1.35B AUM 22.73% 1-Year Est. Return

KIA

KCM Investment Advisors Greenbrae, California $3.01B AUM 21.97% 1-Year Est. Return

PNC Financial Services Group Pittsburgh, Pennsylvania $173B AUM 20.72% 1-Year Est. Return

Ameriprise's RF.PRA Position: Q4 2015 in Review

Ameriprise sold out of REGIONS FINANCIAL CORPORATION Depositary Shares Each Representing a 1/40th Interest in a Share of 6. (RF.PRA) in Q4 2015, closing a stake of 47,245 shares — an estimated $1.2M sold.

Ameriprise first reported a position in RF.PRA in Q2 2014 and held it in 6 quarters. The position peaked at $1.2M in Q1 2015. 3 funds tracked by Wall St. Rank hold RF.PRA as of Q4 2015.

Ameriprise reported no remaining REGIONS FINANCIAL CORPORATION Depositary Shares Each Representing a 1/40th Interest in a Share of 6. position as of Q4 2015 after selling out during the quarter.
Ameriprise sold 47,245 REGIONS FINANCIAL CORPORATION Depositary Shares Each Representing a 1/40th Interest in a Share of 6. shares in Q4 2015, an estimated $1.2M.
Ameriprise first reported a position in REGIONS FINANCIAL CORPORATION Depositary Shares Each Representing a 1/40th Interest in a Share of 6. in Q2 2014 and held it in 6 quarters.
Ameriprise's REGIONS FINANCIAL CORPORATION Depositary Shares Each Representing a 1/40th Interest in a Share of 6. position peaked at $1.2M in Q1 2015.
3 funds tracked by Wall St. Rank held REGIONS FINANCIAL CORPORATION Depositary Shares Each Representing a 1/40th Interest in a Share of 6. as of Q4 2015.

Based on Ameriprise's 13F filing for Q4 2015, filed 11 Feb 2016.