Ameriprise’s SPDR S&P Russia ETF RBL Stock Holding History

Ameriprise’s Portfolio RBL Stock Details RBL Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2014 Q3	–	Sell	-100	Closed	-$3K	–	6188
2014 Q2	$3K	Buy	+100	New	+$2.4K	﹤0.01%	5170
2014 Q1	–	Sell	-73	Closed	-$2K	–	5658
2013 Q4	$2K	Buy	+73	New	+$2.03K	﹤0.01%	4932

Other funds holding RBL

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Moors & Cabot Boston, Massachusetts $2.34B AUM 30.42% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

UBS Zurich, Switzerland $136B AUM 16.36% 1-Year Est. Return

Goldman Sachs New York $871B AUM 31.28% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

Winfield Associates Cleveland, Ohio $276M AUM 15.18% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

PAG

Private Advisor Group Morristown, New Jersey $21.3B AUM 22.13% 1-Year Est. Return

WFG Advisors Dallas, Texas $442M AUM 12.46% 1-Year Est. Return

Ameriprise's RBL Position: Q3 2014 in Review

Ameriprise sold out of SPDR S&P Russia ETF (RBL) in Q3 2014, closing a stake of 100 shares — an estimated $3K sold.

Ameriprise first reported a position in RBL in Q4 2013 and held it in 2 quarters. The position peaked at $3K in Q2 2014. 10 funds tracked by Wall St. Rank hold RBL as of Q3 2014.

Ameriprise reported no remaining SPDR S&P Russia ETF position as of Q3 2014 after selling out during the quarter.
Ameriprise sold 100 SPDR S&P Russia ETF shares in Q3 2014, an estimated $3K.
Ameriprise first reported a position in SPDR S&P Russia ETF in Q4 2013 and held it in 2 quarters.
Ameriprise's SPDR S&P Russia ETF position peaked at $3K in Q2 2014.
10 funds tracked by Wall St. Rank held SPDR S&P Russia ETF as of Q3 2014.

Based on Ameriprise's 13F filing for Q3 2014, filed 14 Nov 2014.