Ameriprise’s Invesco Dorsey Wright Utilities Momentum ETF PUI Stock Holding History

Ameriprise’s Portfolio PUI Stock Details PUI Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2017 Q4	–	Sell	-7,268	Closed	-$203K	–	3718
2017 Q3	$203K	Sell	7,268 -20,033	-73%	-$568K	﹤0.01%	3513
2017 Q2	$752K	Buy	27,301 +336	+1%	+$9.33K	﹤0.01%	3074
2017 Q1	$736K	Sell	26,965 -12,625	-32%	-$334K	﹤0.01%	3032
2016 Q4	$1.01M	Sell	39,590 -57,730	-59%	-$1.45M	﹤0.01%	2969
2016 Q3	$2.52M	Buy	97,320 +1,841	+2%	+$49K	﹤0.01%	2442
2016 Q2	$2.66M	Sell	95,479 -10,963	-10%	-$282K	﹤0.01%	2374
2016 Q1	$2.7M	Buy	+106,442	New	+$2.52M	﹤0.01%	2352
2014 Q4	–	Sell	-2,574	Closed	-$57K	–	4233
2014 Q3	$57K	Hold	2,574	–	–	﹤0.01%	3940
2014 Q2	$60K	Buy	2,574 +1,893	+278%	+$42.1K	﹤0.01%	3812
2014 Q1	$15K	Hold	681	–	–	﹤0.01%	4341
2013 Q4	$14K	Sell	681 -219	-24%	-$4.38K	﹤0.01%	4222
2013 Q3	$17K	Buy	+900	New	+$17.6K	﹤0.01%	4535

Other funds holding PUI

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

Susquehanna International Group Bala Cynwyd, Pennsylvania $893B AUM 36.07% 1-Year Est. Return

Goldman Sachs New York $871B AUM 31.28% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

Cambridge Investment Research Advisors Fairfield, Iowa $38.8B AUM 21.88% 1-Year Est. Return

Commonwealth Equity Services Waltham, Massachusetts $71.6B AUM 21.08% 1-Year Est. Return

CAL

Capital Advisors Ltd Shaker Heights, Ohio $991M AUM 19.82% 1-Year Est. Return

Ameriprise's PUI Position: Q4 2017 in Review

Ameriprise sold out of Invesco Dorsey Wright Utilities Momentum ETF (PUI) in Q4 2017, closing a stake of 7,268 shares — an estimated $203K sold.

Ameriprise first reported a position in PUI in Q3 2013 and held it in 12 quarters. The position peaked at $2.7M in Q1 2016. 32 funds tracked by Wall St. Rank hold PUI as of Q4 2017.

Ameriprise reported no remaining Invesco Dorsey Wright Utilities Momentum ETF position as of Q4 2017 after selling out during the quarter.
Ameriprise sold 7,268 Invesco Dorsey Wright Utilities Momentum ETF shares in Q4 2017, an estimated $203K.
Ameriprise first reported a position in Invesco Dorsey Wright Utilities Momentum ETF in Q3 2013 and held it in 12 quarters.
Ameriprise's Invesco Dorsey Wright Utilities Momentum ETF position peaked at $2.7M in Q1 2016.
32 funds tracked by Wall St. Rank held Invesco Dorsey Wright Utilities Momentum ETF as of Q4 2017.

Based on Ameriprise's 13F filing for Q4 2017, filed 12 Feb 2018.