Ameriprise’s VanEck Vectors Pre-Refunded Municipal Index ETF PRB Stock Holding History

Ameriprise’s Portfolio PRB Stock Details PRB Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2014 Q4	–	Sell	-100	Closed	-$2K	–	5003
2014 Q3	$2K	Hold	100	–	–	﹤0.01%	5464
2014 Q2	$2K	Hold	100	–	–	﹤0.01%	5268
2014 Q1	$2K	Hold	100	–	–	﹤0.01%	5095
2013 Q4	$2K	Hold	100	–	–	﹤0.01%	4912
2013 Q3	$2K	Sell	100 -6,544	-98%	-$161K	﹤0.01%	5432
2013 Q2	$161K	Buy	+6,644	New	+$167K	﹤0.01%	3182

Other funds holding PRB

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

Susquehanna International Group Bala Cynwyd, Pennsylvania $893B AUM 36.07% 1-Year Est. Return

Jane Street New York $777B AUM 61.18% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

RGC

Roberts, Glore & Co Deerfield, Illinois $364M AUM 19.54% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Goldman Sachs New York $871B AUM 31.28% 1-Year Est. Return

VKH

Virtu KCG Holdings New York $3.6B AUM 17.11% 1-Year Est. Return

Ameriprise's PRB Position: Q4 2014 in Review

Ameriprise sold out of VanEck Vectors Pre-Refunded Municipal Index ETF (PRB) in Q4 2014, closing a stake of 100 shares — an estimated $2K sold.

Ameriprise first reported a position in PRB in Q2 2013 and held it in 6 quarters. The position peaked at $161K in Q2 2013. 15 funds tracked by Wall St. Rank hold PRB as of Q4 2014.

Ameriprise reported no remaining VanEck Vectors Pre-Refunded Municipal Index ETF position as of Q4 2014 after selling out during the quarter.
Ameriprise sold 100 VanEck Vectors Pre-Refunded Municipal Index ETF shares in Q4 2014, an estimated $2K.
Ameriprise first reported a position in VanEck Vectors Pre-Refunded Municipal Index ETF in Q2 2013 and held it in 6 quarters.
Ameriprise's VanEck Vectors Pre-Refunded Municipal Index ETF position peaked at $161K in Q2 2013.
15 funds tracked by Wall St. Rank held VanEck Vectors Pre-Refunded Municipal Index ETF as of Q4 2014.

Based on Ameriprise's 13F filing for Q4 2014, filed 13 Feb 2015.