Ameriprise’s PALL CORP PLL Stock Holding History

Ameriprise’s Portfolio PLL Stock Details PLL Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2015 Q3	–	Sell	-414,155	Closed	-$51.5M	–	4123
2015 Q2	$51.5M	Sell	414,155 -346,075	-46%	-$39.1M	0.03%	509
2015 Q1	$76.3M	Sell	760,230 -422,840	-36%	-$42.7M	0.04%	392
2014 Q4	$120M	Sell	1,183,070 -84,446	-7%	-$7.79M	0.07%	280
2014 Q3	$106M	Buy	1,267,516 +161,179	+15%	+$13.2M	0.06%	302
2014 Q2	$94.5M	Sell	1,106,337 -62,009	-5%	-$5.31M	0.06%	321
2014 Q1	$105M	Buy	1,168,346 +70,195	+6%	+$5.94M	0.06%	304
2013 Q4	$93.7M	Buy	1,098,151 +15,466	+1%	+$1.26M	0.06%	336
2013 Q3	$83.4M	Buy	1,082,685 +79,956	+8%	+$5.73M	0.05%	362
2013 Q2	$66.6M	Buy	+1,002,729	New	+$67.8M	0.05%	432

Other funds holding PLL

SAM

Shell Asset Management The Hague, Netherlands $996M AUM 26.19% 1-Year Est. Return

BBI

Baxter Bros Inc Riverside, Connecticut $810M AUM 16.24% 1-Year Est. Return

MPWT

MassMutual Private Wealth & Trust Windsor, Connecticut $3.87B AUM 24.64% 1-Year Est. Return

Ameriprise's PLL Position: Q3 2015 in Review

Ameriprise sold out of PALL CORP (PLL) in Q3 2015, closing a stake of 414,155 shares — an estimated $51.5M sold.

Ameriprise first reported a position in PLL in Q2 2013 and held it in 9 quarters. The position peaked at $120M in Q4 2014. 3 funds tracked by Wall St. Rank hold PLL as of Q3 2015.

Ameriprise reported no remaining PALL CORP position as of Q3 2015 after selling out during the quarter.
Ameriprise sold 414,155 PALL CORP shares in Q3 2015, an estimated $51.5M.
Ameriprise first reported a position in PALL CORP in Q2 2013 and held it in 9 quarters.
Ameriprise's PALL CORP position peaked at $120M in Q4 2014.
3 funds tracked by Wall St. Rank held PALL CORP as of Q3 2015.

Based on Ameriprise's 13F filing for Q3 2015, filed 12 Nov 2015.