Ameriprise’s Adams Natural Resources Fund PEO Stock Holding History

Ameriprise’s Portfolio PEO Stock Details PEO Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2016 Q3	–	Sell	-16,109	Closed	-$312K	–	3825
2016 Q2	$312K	Buy	+16,109	New	+$296K	﹤0.01%	3364
2013 Q4	–	Sell	-1,057	Closed	-$27K	–	5358
2013 Q3	$27K	Buy	1,057 +3	+0.3%	+$77	﹤0.01%	4206
2013 Q2	$26K	Buy	+1,054	New	+$26.2K	﹤0.01%	4124

Other funds holding PEO

ADEF

Adams Diversified Equity Fund Baltimore, Maryland $2.84B AUM 30.75% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

COLIM

City of London Investment Management London, United Kingdom $1.38B AUM 42.43% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

Cornerstone Advisors Asheville, North Carolina $2.72B AUM 22.17% 1-Year Est. Return

NSAM

North Star Asset Management Neenah, Wisconsin $2.31B AUM 10.09% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

Citigroup New York $235B AUM 32.99% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

Ameriprise's PEO Position: Q3 2016 in Review

Ameriprise sold out of Adams Natural Resources Fund (PEO) in Q3 2016, closing a stake of 16,109 shares — an estimated $312K sold.

Ameriprise first reported a position in PEO in Q2 2013 and held it in 3 quarters. The position peaked at $312K in Q2 2016. 66 funds tracked by Wall St. Rank hold PEO as of Q3 2016.

Ameriprise reported no remaining Adams Natural Resources Fund position as of Q3 2016 after selling out during the quarter.
Ameriprise sold 16,109 Adams Natural Resources Fund shares in Q3 2016, an estimated $312K.
Ameriprise first reported a position in Adams Natural Resources Fund in Q2 2013 and held it in 3 quarters.
Ameriprise's Adams Natural Resources Fund position peaked at $312K in Q2 2016.
66 funds tracked by Wall St. Rank held Adams Natural Resources Fund as of Q3 2016.

Based on Ameriprise's 13F filing for Q3 2016, filed 8 Nov 2016.