Ameriprise’s MCG CAP CORP MCGC Stock Holding History

Ameriprise’s Portfolio MCGC Stock Details MCGC Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2014 Q4	–	Sell	-7,795	Closed	-$28K	–	5090
2014 Q3	$28K	Hold	7,795	–	–	﹤0.01%	4306
2014 Q2	$30K	Sell	7,795 -11,590	-60%	-$40.8K	﹤0.01%	4140
2014 Q1	$74K	Sell	19,385 -50,480	-72%	-$215K	﹤0.01%	3642
2013 Q4	$307K	Sell	69,865 -320,989	-82%	-$1.53M	﹤0.01%	3006
2013 Q3	$1.97M	Buy	390,854 +50,730	+15%	+$262K	﹤0.01%	2460
2013 Q2	$1.77M	Buy	+340,124	New	+$1.7M	﹤0.01%	2420

Other funds holding MCGC

PAIM

Punch & Associates Investment Management Edina, Minnesota $1.73B AUM 27.65% 1-Year Est. Return

ICM

ISZO Capital Management New York $2M AUM 35.61% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

PRCP

Pacific Ridge Capital Partners Lake Oswego, Oregon $462M AUM 40.76% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Millennium Management New York $240B AUM 35.51% 1-Year Est. Return

FWSM

First Wilshire Securities Management Pasadena, California $444M AUM 42.88% 1-Year Est. Return

GEM

Global Endowment Management Charlotte, North Carolina $896M AUM 13.86% 1-Year Est. Return

CAS

Cue Advisory Services Phoenix, Arizona $167M AUM 18.62% 1-Year Est. Return

BlackRock Group London, United Kingdom $210B AUM 15.5% 1-Year Est. Return

Ameriprise's MCGC Position: Q4 2014 in Review

Ameriprise sold out of MCG CAP CORP (MCGC) in Q4 2014, closing a stake of 7,795 shares — an estimated $28K sold.

Ameriprise first reported a position in MCGC in Q2 2013 and held it in 6 quarters. The position peaked at $1.97M in Q3 2013. 57 funds tracked by Wall St. Rank hold MCGC as of Q4 2014.

Ameriprise reported no remaining MCG CAP CORP position as of Q4 2014 after selling out during the quarter.
Ameriprise sold 7,795 MCG CAP CORP shares in Q4 2014, an estimated $28K.
Ameriprise first reported a position in MCG CAP CORP in Q2 2013 and held it in 6 quarters.
Ameriprise's MCG CAP CORP position peaked at $1.97M in Q3 2013.
57 funds tracked by Wall St. Rank held MCG CAP CORP as of Q4 2014.

Based on Ameriprise's 13F filing for Q4 2014, filed 13 Feb 2015.